Moors & Cabot’s Resource Capital Corp. RSO Stock Holding History

Moors & Cabot’s Portfolio RSO Stock Details RSO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-5,420	Closed	-$86K	–	552
2015 Q2	$86K	Sell	5,420 -452	-8%	-$7.81K	0.01%	497
2015 Q1	$111K	Buy	5,872 +55	+0.9%	+$1.06K	0.02%	474
2014 Q4	$118K	Buy	5,817 +48	+0.8%	+$986	0.02%	472
2014 Q3	$114K	Buy	5,769 +44	+0.8%	+$952	0.02%	509
2014 Q2	$133K	Buy	5,725 +2,727	+91%	+$61.2K	0.02%	505
2014 Q1	$67K	Buy	+2,998	New	+$70.5K	0.02%	363

Other funds holding RSO

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

REMS

Real Estate Management Services $167M AUM 37.69% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

GXMC

Global X Management Company New York $5.62B AUM 10.7% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Moors & Cabot's RSO Position: Q3 2015 in Review

Moors & Cabot sold out of Resource Capital Corp. (RSO) in Q3 2015, closing a stake of 5,420 shares — an estimated $86K sold.

Moors & Cabot first reported a position in RSO in Q1 2014 and held it in 6 quarters. The position peaked at $133K in Q2 2014. 88 funds tracked by Wall St. Rank hold RSO as of Q3 2015.

Moors & Cabot reported no remaining Resource Capital Corp. position as of Q3 2015 after selling out during the quarter.
Moors & Cabot sold 5,420 Resource Capital Corp. shares in Q3 2015, an estimated $86K.
Moors & Cabot first reported a position in Resource Capital Corp. in Q1 2014 and held it in 6 quarters.
Moors & Cabot's Resource Capital Corp. position peaked at $133K in Q2 2014.
88 funds tracked by Wall St. Rank held Resource Capital Corp. as of Q3 2015.

Based on Moors & Cabot's 13F filing for Q3 2015, filed 17 Nov 2015.