Moors & Cabot’s Barclays Bank PLC iPath Exchange Traded Notes Linked to Goldman Sachs Crude Oil Total Return In OIL Stock Holding History

Moors & Cabot’s Portfolio OIL Stock Details OIL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-21,935	Closed	-$265K	–	567
2015 Q2	$265K	Buy	21,935 +11,827	+117%	+$142K	0.04%	420
2015 Q1	$102K	Buy	+10,108	New	+$110K	0.02%	479

Other funds holding OIL

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return

DSN

D. Scott Neal Lexington, Kentucky $216M AUM 33.28% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Zhang Financial Portage, Michigan $2.89B AUM 18.44% 1-Year Est. Return

VFS

VSR Financial Services Overland Park, Kansas $607M AUM 0.85% 1-Year Est. Return

Spot Trading Chicago, Illinois $5.81B AUM 22.41% 1-Year Est. Return

Moors & Cabot's OIL Position: Q3 2015 in Review

Moors & Cabot sold out of Barclays Bank PLC iPath Exchange Traded Notes Linked to Goldman Sachs Crude Oil Total Return In (OIL) in Q3 2015, closing a stake of 21,935 shares — an estimated $265K sold.

Moors & Cabot first reported a position in OIL in Q1 2015 and held it in 2 quarters. The position peaked at $265K in Q2 2015. 98 funds tracked by Wall St. Rank hold OIL as of Q3 2015.

Moors & Cabot reported no remaining Barclays Bank PLC iPath Exchange Traded Notes Linked to Goldman Sachs Crude Oil Total Return In position as of Q3 2015 after selling out during the quarter.
Moors & Cabot sold 21,935 Barclays Bank PLC iPath Exchange Traded Notes Linked to Goldman Sachs Crude Oil Total Return In shares in Q3 2015, an estimated $265K.
Moors & Cabot first reported a position in Barclays Bank PLC iPath Exchange Traded Notes Linked to Goldman Sachs Crude Oil Total Return In in Q1 2015 and held it in 2 quarters.
Moors & Cabot's Barclays Bank PLC iPath Exchange Traded Notes Linked to Goldman Sachs Crude Oil Total Return In position peaked at $265K in Q2 2015.
98 funds tracked by Wall St. Rank held Barclays Bank PLC iPath Exchange Traded Notes Linked to Goldman Sachs Crude Oil Total Return In as of Q3 2015.

Based on Moors & Cabot's 13F filing for Q3 2015, filed 17 Nov 2015.