Moors & Cabot’s Ladenburg Thalmann Financial Services Inc LTS Stock Holding History

Moors & Cabot’s Portfolio LTS Stock Details LTS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-11,500	Closed	-$38K	–	611
2018 Q2	$38K	Sell	11,500 -1,003	-8%	-$3.51K	0.01%	554
2018 Q1	$41K	Sell	12,503 -1,497	-11%	-$4.86K	0.01%	572
2017 Q4	$43K	Buy	14,000 +1,000	+8%	+$3.1K	0.01%	559
2017 Q3	$38K	Hold	13,000	–	–	0.01%	530
2017 Q2	$30K	Hold	13,000	–	–	0.01%	501
2017 Q1	$30K	Sell	13,000 -19,500	-60%	-$44.8K	0.01%	506
2016 Q4	$75K	Sell	32,500 -2,000	-6%	-$4.65K	0.01%	520
2016 Q3	$75K	Sell	34,500 -1,000	-3%	-$2.33K	0.01%	519
2016 Q2	$81K	Sell	35,500 -3,200	-8%	-$8.06K	0.01%	494
2016 Q1	$107K	Hold	38,700	–	–	0.02%	483
2015 Q4	$112K	Hold	38,700	–	–	0.02%	470
2015 Q3	$77K	Sell	38,700 -1,100	-3%	-$3.03K	0.01%	479
2015 Q2	$148K	Sell	39,800 -5,500	-12%	-$19.4K	0.02%	478
2015 Q1	$181K	Sell	45,300 -1,500	-3%	-$5.86K	0.03%	460
2014 Q4	$187K	Hold	46,800	–	–	0.03%	458
2014 Q3	$190K	Sell	46,800 -1,000	-2%	-$3.6K	0.03%	487
2014 Q2	$148K	Buy	47,800 +33,800	+241%	+$96.4K	0.03%	498
2014 Q1	$42K	Buy	+14,000	New	+$39.4K	0.01%	369

Other funds holding LTS

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $552B AUM 44.19% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.88T AUM 44.46% 1-Year Est. Return

Bank of New York Mellon New York $609B AUM 40.19% 1-Year Est. Return

IECM

Intrinsic Edge Capital Management Chicago, Illinois $967M AUM 94.27% 1-Year Est. Return

TCIM

TIAA CREF Investment Management New York $141B AUM 14.18% 1-Year Est. Return

Moors & Cabot's LTS Position: Q3 2018 in Review

Moors & Cabot sold out of Ladenburg Thalmann Financial Services Inc (LTS) in Q3 2018, closing a stake of 11,500 shares — an estimated $38K sold.

Moors & Cabot first reported a position in LTS in Q1 2014 and held it in 18 quarters. The position peaked at $190K in Q3 2014. 97 funds tracked by Wall St. Rank hold LTS as of Q3 2018.

Moors & Cabot reported no remaining Ladenburg Thalmann Financial Services Inc position as of Q3 2018 after selling out during the quarter.
Moors & Cabot sold 11,500 Ladenburg Thalmann Financial Services Inc shares in Q3 2018, an estimated $38K.
Moors & Cabot first reported a position in Ladenburg Thalmann Financial Services Inc in Q1 2014 and held it in 18 quarters.
Moors & Cabot's Ladenburg Thalmann Financial Services Inc position peaked at $190K in Q3 2014.
97 funds tracked by Wall St. Rank held Ladenburg Thalmann Financial Services Inc as of Q3 2018.

Based on Moors & Cabot's 13F filing for Q3 2018, filed 14 Nov 2018.