Moors & Cabot’s VanEck Intermediate Muni ETF ITM Stock Holding History

Moors & Cabot’s Portfolio ITM Stock Details ITM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-4,689	Closed	-$226K	–	580
2017 Q3	$226K	Buy	+4,689	New	+$226K	0.03%	463
2017 Q1	–	Sell	-6,053	Closed	-$281K	–	543
2016 Q4	$281K	Sell	6,053 -693	-10%	-$32.8K	0.05%	401
2016 Q3	$333K	Sell	6,746 -471	-7%	-$23.3K	0.06%	349
2016 Q2	$359K	Buy	+7,217	New	+$353K	0.06%	329

Other funds holding ITM

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

CAM

Caprin Asset Management Henrico, Virginia $64.1M AUM 9.09% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

BTS

BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return

OAM

Oppenheimer Asset Management New York $9.63B AUM 30.32% 1-Year Est. Return

AWS

AJ Wealth Strategies New York $2.07B AUM 10.86% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Moors & Cabot's ITM Position: Q4 2017 in Review

Moors & Cabot sold out of VanEck Intermediate Muni ETF (ITM) in Q4 2017, closing a stake of 4,689 shares — an estimated $226K sold.

Moors & Cabot first reported a position in ITM in Q2 2016 and held it in 4 quarters. The position peaked at $359K in Q2 2016. 150 funds tracked by Wall St. Rank hold ITM as of Q4 2017.

Moors & Cabot reported no remaining VanEck Intermediate Muni ETF position as of Q4 2017 after selling out during the quarter.
Moors & Cabot sold 4,689 VanEck Intermediate Muni ETF shares in Q4 2017, an estimated $226K.
Moors & Cabot first reported a position in VanEck Intermediate Muni ETF in Q2 2016 and held it in 4 quarters.
Moors & Cabot's VanEck Intermediate Muni ETF position peaked at $359K in Q2 2016.
150 funds tracked by Wall St. Rank held VanEck Intermediate Muni ETF as of Q4 2017.

Based on Moors & Cabot's 13F filing for Q4 2017, filed 13 Feb 2018.