Moors & Cabot’s FS KKR Capital FSK Stock Holding History

Moors & Cabot’s Portfolio FSK Stock Details FSK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-10,649	Closed	-$458K	–	518
2014 Q3	$458K	Buy	10,649 +265	+3%	+$11.1K	0.08%	275
2014 Q2	$443K	Buy	+10,384	New	+$429K	0.07%	289

Other funds holding FSK

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

ClearBridge Investments New York $121B AUM 27.52% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

VFS

VSR Financial Services Overland Park, Kansas $607M AUM 0.85% 1-Year Est. Return

Neuberger Berman Group New York $150B AUM 40.08% 1-Year Est. Return

Cetera Advisors Denver, Colorado $12.7B AUM 22.7% 1-Year Est. Return

Muzinich & Co New York $293M AUM 18.57% 1-Year Est. Return

AllianceBernstein Nashville, Tennessee $302B AUM 26.44% 1-Year Est. Return

PAG

Private Advisor Group Morristown, New Jersey $21.8B AUM 28.57% 1-Year Est. Return

Moors & Cabot's FSK Position: Q4 2014 in Review

Moors & Cabot sold out of FS KKR Capital (FSK) in Q4 2014, closing a stake of 10,649 shares — an estimated $458K sold.

Moors & Cabot first reported a position in FSK in Q2 2014 and held it in 2 quarters. The position peaked at $458K in Q3 2014. 130 funds tracked by Wall St. Rank hold FSK as of Q4 2014.

Moors & Cabot reported no remaining FS KKR Capital position as of Q4 2014 after selling out during the quarter.
Moors & Cabot sold 10,649 FS KKR Capital shares in Q4 2014, an estimated $458K.
Moors & Cabot first reported a position in FS KKR Capital in Q2 2014 and held it in 2 quarters.
Moors & Cabot's FS KKR Capital position peaked at $458K in Q3 2014.
130 funds tracked by Wall St. Rank held FS KKR Capital as of Q4 2014.

Based on Moors & Cabot's 13F filing for Q4 2014, filed 17 Feb 2015.