Moors & Cabot’s Columbia Diversified Fixed Income Allocation ETF DIAL Stock Holding History

Moors & Cabot’s Portfolio DIAL Stock Details DIAL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q3	–	Sell	-11,300	Closed	-$200K	–	839
2022 Q2	$200K	Sell	11,300 -1,625	-13%	-$29.7K	0.01%	701
2022 Q1	$252K	Sell	12,925 -1,025	-7%	-$20.7K	0.02%	693
2021 Q4	$297K	Buy	13,950 +125	+0.9%	+$2.66K	0.02%	639
2021 Q3	$294K	Sell	13,825 -750	-5%	-$16.2K	0.02%	606
2021 Q2	$314K	Sell	14,575 -250	-2%	-$5.35K	0.02%	552
2021 Q1	$313K	Sell	14,825 -1,100	-7%	-$23.8K	0.02%	521
2020 Q4	$353K	Buy	15,925 +6,475	+69%	+$141K	0.03%	469
2020 Q3	$203K	Buy	+9,450	New	+$204K	0.02%	592

Other funds holding DIAL

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

OIA

OneDigital Investment Advisors Overland Park, Kansas $10.2B AUM 16.58% 1-Year Est. Return

AAS

Ameritas Advisory Services Lincoln, Nebraska $2.58B AUM 18.84% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Enzi Wealth Austin, Texas $316M AUM 31.9% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

GFS

GYL Financial Synergies West Hartford, Connecticut $1.33B AUM 34.46% 1-Year Est. Return

Colony Group Boston, Massachusetts $6.66B AUM 18.65% 1-Year Est. Return

Moors & Cabot's DIAL Position: Q3 2022 in Review

Moors & Cabot sold out of Columbia Diversified Fixed Income Allocation ETF (DIAL) in Q3 2022, closing a stake of 11,300 shares — an estimated $200K sold.

Moors & Cabot first reported a position in DIAL in Q3 2020 and held it in 8 quarters. The position peaked at $353K in Q4 2020. 68 funds tracked by Wall St. Rank hold DIAL as of Q3 2022.

Moors & Cabot reported no remaining Columbia Diversified Fixed Income Allocation ETF position as of Q3 2022 after selling out during the quarter.
Moors & Cabot sold 11,300 Columbia Diversified Fixed Income Allocation ETF shares in Q3 2022, an estimated $200K.
Moors & Cabot first reported a position in Columbia Diversified Fixed Income Allocation ETF in Q3 2020 and held it in 8 quarters.
Moors & Cabot's Columbia Diversified Fixed Income Allocation ETF position peaked at $353K in Q4 2020.
68 funds tracked by Wall St. Rank held Columbia Diversified Fixed Income Allocation ETF as of Q3 2022.

Based on Moors & Cabot's 13F filing for Q3 2022, filed 8 Nov 2022.