Moors & Cabot’s VanEck ChiNext Innovators ETF CNXT Stock Holding History

Moors & Cabot’s Portfolio CNXT Stock Details CNXT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-5,300	Closed	-$252K	–	509
2015 Q2	$252K	Buy	5,300 +300	+6%	+$15.9K	0.04%	428
2015 Q1	$213K	Buy	+5,000	New	+$174K	0.04%	448

Other funds holding CNXT

HCMT

Highland Capital Management (Texas) Dallas, Texas $39M AUM

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Mirae Asset Global Investments Seoul, South Korea $67.7B AUM 51.91% 1-Year Est. Return

VKH

Virtu KCG Holdings New York $3.6B AUM 17.11% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

Simplex Trading Chicago, Illinois $149B AUM 62.07% 1-Year Est. Return

Moors & Cabot's CNXT Position: Q3 2015 in Review

Moors & Cabot sold out of VanEck ChiNext Innovators ETF (CNXT) in Q3 2015, closing a stake of 5,300 shares — an estimated $252K sold.

Moors & Cabot first reported a position in CNXT in Q1 2015 and held it in 2 quarters. The position peaked at $252K in Q2 2015. 13 funds tracked by Wall St. Rank hold CNXT as of Q3 2015.

Moors & Cabot reported no remaining VanEck ChiNext Innovators ETF position as of Q3 2015 after selling out during the quarter.
Moors & Cabot sold 5,300 VanEck ChiNext Innovators ETF shares in Q3 2015, an estimated $252K.
Moors & Cabot first reported a position in VanEck ChiNext Innovators ETF in Q1 2015 and held it in 2 quarters.
Moors & Cabot's VanEck ChiNext Innovators ETF position peaked at $252K in Q2 2015.
13 funds tracked by Wall St. Rank held VanEck ChiNext Innovators ETF as of Q3 2015.

Based on Moors & Cabot's 13F filing for Q3 2015, filed 17 Nov 2015.