MWM
BALT icon

Modern Wealth Management’s Innovator Defined Wealth Shield ETF BALT Stock Holding History

Modern Wealth Management’s Portfolio BALT Stock Details BALT Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$309K Sell
9,224
-914
-9% -$30.7K 0.01% 704
2025
Q4 		$340K Hold
10,138
– – 0.01% 645
2025
Q3 		$333K Buy
10,138
+914
+10% +$29.7K 0.01% 618
2025
Q2 		$296K Buy
9,224
+2,732
+42% +$86.3K 0.01% 612
2025
Q1 		$204K Buy
+6,492
New +$205K 0.01% 643

Other funds holding BALT

W
Wealthquest Cincinnati, Ohio $1.41B AUM 14.87% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return
Osaic Holdings
Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return
Cetera Investment Advisers
Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return
LJCM
Lee Johnson Capital Management Fort Worth, Texas $279M AUM 40.65% 1-Year Est. Return
FIA
Foundations Investment Advisors Phoenix, Arizona $8.07B AUM 24.97% 1-Year Est. Return
KWM
Kingsview Wealth Management Grants Pass, Oregon $7.33B AUM 16.07% 1-Year Est. Return
RWP
Reliant Wealth Planning Louisville, Kentucky $331M AUM 10.94% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Modern Wealth Management's BALT Position: Q1 2026 in Review

Modern Wealth Management reduced its Innovator Defined Wealth Shield ETF (BALT) stake by 9% in Q1 2026, selling an estimated $30.7K and leaving 9,224 shares worth $309K. The position accounts for 0.01% of the portfolio, ranked #704.

Modern Wealth Management first reported a position in BALT in Q1 2025 and has held it in 5 quarters since. The position peaked at $340K in Q4 2025. 277 funds tracked by Wall St. Rank hold BALT as of Q1 2026.

  • Modern Wealth Management held 9,224 shares of Innovator Defined Wealth Shield ETF worth $309K as of Q1 2026.
  • Modern Wealth Management sold 914 Innovator Defined Wealth Shield ETF shares in Q1 2026, an estimated $30.7K.
  • Innovator Defined Wealth Shield ETF made up 0.01% of Modern Wealth Management's portfolio in Q1 2026, its #704 holding.
  • Modern Wealth Management first reported a position in Innovator Defined Wealth Shield ETF in Q1 2025 and has held it in 5 quarters since.
  • Modern Wealth Management's Innovator Defined Wealth Shield ETF position peaked at $340K in Q4 2025.
  • 277 funds tracked by Wall St. Rank held Innovator Defined Wealth Shield ETF as of Q1 2026.

Based on Modern Wealth Management's 13F filing for Q1 2026, filed 14 May 2026.