MML Investors Services
SPBU

MML Investors Services’s AllianzIM Buffer15 Uncapped Allocation ETF SPBU Stock Holding History

MML Investors Services’s Portfolio SPBU Stock Details SPBU Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$718K Sell
26,408
-63,452
-71% -$1.78M ﹤0.01% 1994
2025
Q4 		$2.53M Buy
89,860
+11,918
+15% +$334K 0.01% 1247
2025
Q3 		$2.16M Buy
+77,942
New +$2.08M 0.01% 1287

Other funds holding SPBU

SC
Savant Capital Rockford, Illinois $20.7B AUM 19.76% 1-Year Est. Return
TCG
Transcendent Capital Group Edmond, Oklahoma $219M AUM 19.72% 1-Year Est. Return
Osaic Holdings
Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return
OC
Optima Capital Beaverton, Oregon $215M AUM 17.28% 1-Year Est. Return
Cetera Investment Advisers
Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return
ASN
Advisory Services Network Atlanta, Georgia $7.52B AUM 29.01% 1-Year Est. Return
CWAF
Core Wealth Advisors (Florida) Lakeland, Florida $419M AUM 16.86% 1-Year Est. Return
HI
Harbour Investments Madison, Wisconsin $6.48B AUM 18.23% 1-Year Est. Return
PFGIA
Patriot Financial Group Insurance Agency Westborough, Massachusetts $974M AUM 29.77% 1-Year Est. Return

MML Investors Services's SPBU Position: Q1 2026 in Review

MML Investors Services reduced its AllianzIM Buffer15 Uncapped Allocation ETF (SPBU) stake by 71% in Q1 2026, selling an estimated $1.78M and leaving 26,408 shares worth $718K. The position accounts for ﹤0.01% of the portfolio, ranked #1994.

MML Investors Services first reported a position in SPBU in Q3 2025 and has held it in 3 quarters since. The position peaked at $2.53M in Q4 2025. 37 funds tracked by Wall St. Rank hold SPBU as of Q1 2026.

  • MML Investors Services held 26,408 shares of AllianzIM Buffer15 Uncapped Allocation ETF worth $718K as of Q1 2026.
  • MML Investors Services sold 63,452 AllianzIM Buffer15 Uncapped Allocation ETF shares in Q1 2026, an estimated $1.78M.
  • AllianzIM Buffer15 Uncapped Allocation ETF made up ﹤0.01% of MML Investors Services's portfolio in Q1 2026, its #1994 holding.
  • MML Investors Services first reported a position in AllianzIM Buffer15 Uncapped Allocation ETF in Q3 2025 and has held it in 3 quarters since.
  • MML Investors Services's AllianzIM Buffer15 Uncapped Allocation ETF position peaked at $2.53M in Q4 2025.
  • 37 funds tracked by Wall St. Rank held AllianzIM Buffer15 Uncapped Allocation ETF as of Q1 2026.

Based on MML Investors Services's 13F filing for Q1 2026, filed 4 May 2026.