MMCAP International’s CC Neuberger Principal Holdings I Units, each consisting of one Class A ordinary share and one-third PCPL.U Stock Holding History

MMCAP International’s Portfolio PCPL.U Stock Details PCPL.U Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	–	Sell	-102,800	Closed	-$1.09M	–	86
2020 Q2	$1.09M	Buy	+102,800	New	+$1.06M	0.4%	27

Other funds holding PCPL.U

Magnetar Financial Evanston, Illinois $9.83B AUM 190.64% 1-Year Est. Return

Glazer Capital LLC New York $4.71B AUM 81.93% 1-Year Est. Return

Longfellow Investment Management Boston, Massachusetts $480M AUM 8% 1-Year Est. Return

Blackstone Inc New York $24.2B AUM 26.83% 1-Year Est. Return

J. Goldman & Co New York $2.16B AUM 33.8% 1-Year Est. Return

Sage Rock Capital Management New York $22.3M AUM 4.09% 1-Year Est. Return

BlueCrest Capital Management St Helier, Jersey $1.06B AUM 20.01% 1-Year Est. Return

Picton Mahoney Asset Management Toronto, Ontario, Canada $9.6B AUM 50.48% 1-Year Est. Return

Levin Capital Strategies New York $1.31B AUM 28.11% 1-Year Est. Return

Beryl Capital Management Redondo Beach, California $109M AUM 317.92% 1-Year Est. Return