Mizuho Securities USA’s Lion Group Holding Ltd. Warrant LGHLW Stock Holding History

Mizuho Securities USA’s Portfolio LGHLW Stock Details LGHLW Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q3	–	Sell	-99,900	Closed	-$999	–	231
2023 Q2	$999	Sell	99,900 -200	-0.2%	-$3	﹤0.01%	187
2023 Q1	$1K	Buy	100,100 +100	+0.1%	+$3	﹤0.01%	179
2022 Q4	$1K	Hold	100,000	–	–	﹤0.01%	173
2022 Q3	$5K	Hold	100,000	–	–	﹤0.01%	221
2022 Q2	$5K	Hold	100,000	–	–	﹤0.01%	121
2022 Q1	$12K	Buy	+100,000	New	+$10.5K	﹤0.01%	186

Other funds holding LGHLW

Walleye Capital New York $28B AUM 44.22% 1-Year Est. Return

Walleye Trading New York $87.6B AUM 68.17% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

WAM

Wolverine Asset Management Chicago, Illinois $10.4B AUM 4.78% 1-Year Est. Return

YCM

Yakira Capital Management Westport, Connecticut $342M AUM 26.97% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Mizuho Securities USA's LGHLW Position: Q3 2023 in Review

Mizuho Securities USA sold out of Lion Group Holding Ltd. Warrant (LGHLW) in Q3 2023, closing a stake of 99,900 shares — an estimated $999 sold.

Mizuho Securities USA first reported a position in LGHLW in Q1 2022 and held it in 6 quarters. The position peaked at $12K in Q1 2022. 8 funds tracked by Wall St. Rank hold LGHLW as of Q3 2023.

Mizuho Securities USA reported no remaining Lion Group Holding Ltd. Warrant position as of Q3 2023 after selling out during the quarter.
Mizuho Securities USA sold 99,900 Lion Group Holding Ltd. Warrant shares in Q3 2023, an estimated $999.
Mizuho Securities USA first reported a position in Lion Group Holding Ltd. Warrant in Q1 2022 and held it in 6 quarters.
Mizuho Securities USA's Lion Group Holding Ltd. Warrant position peaked at $12K in Q1 2022.
8 funds tracked by Wall St. Rank held Lion Group Holding Ltd. Warrant as of Q3 2023.

Based on Mizuho Securities USA's 13F filing for Q3 2023, filed 9 Nov 2023.