Mizuho Securities USA’s SeaStar Medical ICU Stock Holding History

Mizuho Securities USA’s Portfolio ICU Stock Details ICU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q4	–	Sell	-1,226	Closed	-$3.06M	–	198
2022 Q3	$3.06M	Hold	1,226	–	–	0.42%	87
2022 Q2	$3.05M	Sell	1,226 -47	-4%	-$119K	0.47%	66
2022 Q1	$3.15M	Buy	1,273 +50	+4%	+$126K	0.45%	82
2021 Q4	$3.01M	Sell	1,223 -71	-5%	-$178K	0.27%	97
2021 Q3	$3.19M	Buy	1,294 +417	+48%	+$1.03M	0.33%	84
2021 Q2	$2.16M	Buy	877 +77	+10%	+$190K	0.17%	100
2021 Q1	$1.96M	Buy	+800	New	+$1.96M	0.19%	100

Other funds holding ICU

Hudson Bay Capital Management Stamford, Connecticut $29B AUM 30.2% 1-Year Est. Return

CCFM

Cohen & Co Financial Management New York $18.3M AUM 73.48% 1-Year Est. Return

SWA

SFMG Wealth Advisors Plano, Texas $1.48B AUM 15.85% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

TRCT

Tower Research Capital (TRC) New York $3.85B AUM 32.11% 1-Year Est. Return

WAM

Wolverine Asset Management Chicago, Illinois $10.4B AUM 4.78% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Mizuho Securities USA's ICU Position: Q4 2022 in Review

Mizuho Securities USA sold out of SeaStar Medical (ICU) in Q4 2022, closing a stake of 1,226 shares — an estimated $3.06M sold.

Mizuho Securities USA first reported a position in ICU in Q1 2021 and held it in 7 quarters. The position peaked at $3.19M in Q3 2021. 8 funds tracked by Wall St. Rank hold ICU as of Q4 2022.

Mizuho Securities USA reported no remaining SeaStar Medical position as of Q4 2022 after selling out during the quarter.
Mizuho Securities USA sold 1,226 SeaStar Medical shares in Q4 2022, an estimated $3.06M.
Mizuho Securities USA first reported a position in SeaStar Medical in Q1 2021 and held it in 7 quarters.
Mizuho Securities USA's SeaStar Medical position peaked at $3.19M in Q3 2021.
8 funds tracked by Wall St. Rank held SeaStar Medical as of Q4 2022.

Based on Mizuho Securities USA's 13F filing for Q4 2022, filed 3 Feb 2023.