Mizuho Securities USA’s ESS Tech GWH Stock Holding History

Mizuho Securities USA’s Portfolio GWH Stock Details GWH Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q1	–	Sell	-6,333	Closed	-$950K	–	193
2020 Q4	$950K	Buy	+6,333	New	+$964K	0.06%	107

Other funds holding GWH

Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return

RIA

RP Investment Advisors Toronto, Ontario, Canada $900K AUM 17.98% 1-Year Est. Return

GCL

Glazer Capital LLC New York $4.71B AUM 81.93% 1-Year Est. Return

HIM

HGC Investment Management Toronto, Ontario, Canada $451M AUM 8.78% 1-Year Est. Return

MCM

Moore Capital Management New York $4.92B AUM 35.41% 1-Year Est. Return

Millennium Management New York $240B AUM 35.51% 1-Year Est. Return

UOC

UBS O'Connor Chicago, Illinois $3.38B AUM 63.08% 1-Year Est. Return

Periscope Capital Toronto, Ontario, Canada $902M AUM 6.51% 1-Year Est. Return

Marshall Wace London, United Kingdom $100B AUM 35.1% 1-Year Est. Return

FTCM

Fir Tree Capital Management New York $21.8M AUM 1.61% 1-Year Est. Return

Mizuho Securities USA's GWH Position: Q1 2021 in Review

Mizuho Securities USA sold out of ESS Tech (GWH) in Q1 2021, closing a stake of 6,333 shares — an estimated $950K sold.

Mizuho Securities USA first reported a position in GWH in Q4 2020 and held it in 1 quarter. The position peaked at $950K in Q4 2020. 54 funds tracked by Wall St. Rank hold GWH as of Q1 2021.

Mizuho Securities USA reported no remaining ESS Tech position as of Q1 2021 after selling out during the quarter.
Mizuho Securities USA sold 6,333 ESS Tech shares in Q1 2021, an estimated $950K.
Mizuho Securities USA first reported a position in ESS Tech in Q4 2020 and held it in 1 quarter.
Mizuho Securities USA's ESS Tech position peaked at $950K in Q4 2020.
54 funds tracked by Wall St. Rank held ESS Tech as of Q1 2021.

Based on Mizuho Securities USA's 13F filing for Q1 2021, filed 28 Apr 2021.