Mizuho Securities USA’s BROADCOM CORP CL-A BRCM Stock Holding History

Mizuho Securities USA’s Portfolio BRCM Stock Details BRCM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q2	–	Sell	-15,814	Closed	-$685K	–	291
2015 Q1	$685K	Sell	15,814 -374	-2%	-$16.3K	0.09%	129
2014 Q4	$701K	Buy	16,188 +6,765	+72%	+$277K	0.07%	130
2014 Q3	$381K	Buy	+9,423	New	+$366K	0.04%	106
2014 Q1	–	Sell	-62,547	Closed	-$1.85M	–	135
2013 Q4	$1.85M	Buy	62,547 +16,918	+37%	+$461K	0.15%	91
2013 Q3	$1.19M	Sell	45,629 -7,109	-13%	-$201K	0.08%	100
2013 Q2	$1.78M	Buy	+52,738	New	+$1.84M	0.09%	77

Other funds holding BRCM

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

ClearBridge Investments New York $115B AUM 24.78% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

PCM

Pentwater Capital Management Naples, Florida $19.3B AUM 58.13% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Capital Research Global Investors Los Angeles, California $645B AUM 30.41% 1-Year Est. Return

Mizuho Securities USA's BRCM Position: Q2 2015 in Review

Mizuho Securities USA sold out of BROADCOM CORP CL-A (BRCM) in Q2 2015, closing a stake of 15,814 shares — an estimated $685K sold.

Mizuho Securities USA first reported a position in BRCM in Q2 2013 and held it in 6 quarters. The position peaked at $1.85M in Q4 2013. 626 funds tracked by Wall St. Rank hold BRCM as of Q2 2015.

Mizuho Securities USA reported no remaining BROADCOM CORP CL-A position as of Q2 2015 after selling out during the quarter.
Mizuho Securities USA sold 15,814 BROADCOM CORP CL-A shares in Q2 2015, an estimated $685K.
Mizuho Securities USA first reported a position in BROADCOM CORP CL-A in Q2 2013 and held it in 6 quarters.
Mizuho Securities USA's BROADCOM CORP CL-A position peaked at $1.85M in Q4 2013.
626 funds tracked by Wall St. Rank held BROADCOM CORP CL-A as of Q2 2015.

Based on Mizuho Securities USA's 13F filing for Q2 2015, filed 20 Jul 2015.