Mizuho Securities USA’s Adverum Biotechnologies ADVM Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-1,000	Closed	-$60.5M	–	112
2018 Q3	$60.5M	Buy	1,000 +150	+18%	+$9.08M	4.6%	4
2018 Q2	$45.1K	Sell	850 -150	-15%	-$7.95K	﹤0.01%	143
2018 Q1	$58K	Buy	+1,000	New	+$58K	﹤0.01%	123