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MUS

Mitsubishi UFJ Securities Portfolio holdings

AUM $69.4M
1-Year Est. Return 17.25%
This Fund
S&P 500
This Quarter Est. Return
+2.55%
1 Year Est. Return
+17.25%
3 Year Est. Return
+81.09%
5 Year Est. Return
+176.13%
10 Year Est. Return
–
AUM
$238M
AUM Growth
+$38.4M
Cap. Flow
-$128M
Cap. Flow %
-53.89%
Top 10 Hldgs %
58.69%
Holding
74
New
18
Increased
5
Reduced
3
Closed
15

Top Buys

Rank Stock Value
1
GM.WS.B
General Motors Company
GM.WS.B
+$13.1M
2
GM.WS.A
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
+$4.97M
3
PGEN icon
Precigen
PGEN
+$2.17M
4
IDCC icon
InterDigital
IDCC
+$1.77M
5
JPM.WS
JPMorgan Chase
JPM.WS
+$1.62M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$4.46M
2
NLSN
Nielsen Holdings plc
NLSN
+$3.36M
3
LNG icon
Cheniere Energy
LNG
+$3.08M
4
BAC icon
Bank of America
BAC
+$2.85M
5
GM icon
General Motors
GM
+$2.5M

Sector Composition

Rank Sector Weight
1 Technology 5.01%
2 Financials 3.56%
3 Healthcare 1.81%
4 Communication Services 1.58%
5 Industrials 0.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GM.WS.B
1
DELISTED
General Motors Company
GM.WS.B
$13M 5.48%
+701,000
New +$13.1M
AAPL icon
2
Apple
AAPL
$4.9T
$8.29M 3.49%
487,200
-268,800
-36% -$4.46M
BAC icon
3
Bank of America
BAC
$430B
$5.52M 2.32%
400,000
-200,000
-33% -$2.85M
GM.WS.A
4
DELISTED
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
$4.98M 2.09%
+188,341
New +$4.97M
PGEN icon
5
Precigen
PGEN
$1.76B
$2.13M 0.9%
+94,170
New +$2.17M
REGN icon
6
Regeneron Pharmaceuticals
REGN
$70.9B
$1.75M 0.74%
+5,600
New +$1.47M
IDCC icon
7
InterDigital
IDCC
$6.73B
$1.75M 0.74%
+46,891
New +$1.77M
JPM.WS
8
DELISTED
JPMorgan Chase
JPM.WS
$1.61M 0.68%
+96,224
New +$1.62M
MBI icon
9
MBIA
MBI
$333M
$1.53M 0.65%
150,000
+50,000
+50% +$629K
MET icon
10
MetLife
MET
$60.5B
$1.41M 0.59%
33,660
+11,220
+50% +$483K
EA icon
11
Electronic Arts
EA
$52.4B
$1.35M 0.57%
+52,800
New +$1.37M
MDSO
12
DELISTED
Medidata Solutions, Inc.
MDSO
$1.19M 0.5%
+24,000
New +$1.06M
EVTC icon
13
Evertec
EVTC
$1.87B
$1.11M 0.47%
+50,000
New +$1.19M
P
14
DELISTED
Pandora Media Inc
P
$1M 0.42%
+40,000
New +$819K
TTWO icon
15
Take-Two Interactive
TTWO
$43.9B
$909K 0.38%
+50,000
New +$874K
HIG.WS
16
DELISTED
Hartford Financial Services Grp
HIG.WS
$825K 0.35%
+36,905
New +$825K
BRSL
17
Brightstar Lottery PLC
BRSL
$1.97B
$787K 0.33%
+41,600
New +$793K
META icon
18
Meta Platforms (Facebook)
META
$1.64T
$502K 0.21%
10,000
+5,000
+100% +$186K
MNKD icon
19
MannKind Corp
MNKD
$1.25B
$428K 0.18%
15,000
+10,000
+200% +$331K
BB icon
20
BlackBerry
BB
$5.27B
$397K 0.17%
+50,000
New +$486K
VHC icon
21
VirnetX Holding Corp
VHC
$49.6M
$367K 0.15%
900
+715
+386% +$282K
HRI icon
22
Herc Holdings
HRI
$4.99B
$332K 0.14%
+5,000
New +$383K
BKNG icon
23
Booking.com
BKNG
$141B
$328K 0.14%
8,100
-21,900
-73% -$819K
TOL icon
24
Toll Brothers
TOL
$14.1B
$162K 0.07%
+5,000
New +$162K
CIM
25
Chimera Investment
CIM
$1.08B
$152K 0.06%
3,333
– –
1
2

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Mitsubishi UFJ Securities's Q3 2013 Portfolio in Review

As of Q3 2013, Mitsubishi UFJ Securities held 74 positions worth $238M, up 19% from $200M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

Mitsubishi UFJ Securities withdrew a net $128M in Q3 2013, closing 15 positions and reducing 3 holdings. Its most notable exit was Nielsen Holdings plc, an estimated $3.36M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5% of assets, down from 7.8% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Mitsubishi UFJ Securities opened a new position in General Motors Company worth $13M.

  • Mitsubishi UFJ Securities's largest Q3 2013 buy was General Motors Company: 701,000 shares worth $13M.
  • Mitsubishi UFJ Securities added most to MBIA in Q3 2013, an estimated $629K increase.
  • Mitsubishi UFJ Securities's biggest Q3 2013 reduction was Apple, cutting an estimated $4.46M.
  • Mitsubishi UFJ Securities fully exited Nielsen Holdings plc in Q3 2013, selling an estimated $3.36M.
  • Mitsubishi UFJ Securities's ten largest holdings make up 59% of its $238M portfolio in Q3 2013.
  • Mitsubishi UFJ Securities opened 18 new positions and closed 15 in Q3 2013.
  • Mitsubishi UFJ Securities's portfolio value rose 19% quarter-over-quarter to $238M.

Based on Mitsubishi UFJ Securities's 13F filing for Q3 2013, filed 14 Nov 2013.