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MUS

Mitsubishi UFJ Securities Portfolio holdings

AUM $69.4M
1-Year Est. Return 17.25%
This Fund
S&P 500
This Quarter Est. Return
+43.27%
1 Year Est. Return
+17.25%
3 Year Est. Return
+81.09%
5 Year Est. Return
+176.13%
10 Year Est. Return
–
AUM
$21.4M
AUM Growth
-$217M
Cap. Flow
-$31.1M
Cap. Flow %
-145.46%
Top 10 Hldgs %
100%
Holding
32
New
3
Increased
–
Reduced
–
Closed
29

Top Buys

Rank Stock Value
1
X
US Steel
X
+$2.4M

Top Sells

Rank Stock Value
1
GM.WS.B
General Motors Company
GM.WS.B
+$13M
2
AAPL icon
Apple
AAPL
+$8.29M
3
BAC icon
Bank of America
BAC
+$5.52M
4
GM.WS.A
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
+$4.98M
5
PGEN icon
Precigen
PGEN
+$2.13M

Sector Composition

Rank Sector Weight
1 Materials 12.84%
2 Consumer Discretionary 0%
3 Financials 0%
4 Healthcare 0%
5 Industrials 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GM.WS.B
26
DELISTED
General Motors Company
GM.WS.B
– –
-701,000
Closed -$13M
HIG.WS
27
DELISTED
Hartford Financial Services Grp
HIG.WS
– –
-36,905
Closed -$825K
P
28
DELISTED
Pandora Media Inc
P
– –
-40,000
Closed -$1M
JPM.WS
29
DELISTED
JPMorgan Chase
JPM.WS
– –
-96,224
Closed -$1.61M
GM.WS.A
30
DELISTED
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
– –
-188,341
Closed -$4.98M
SGL
31
DELISTED
STRATEGIC GLOBAL INCOME FUND
SGL
– –
-1,900
Closed -$18K
RYL
32
DELISTED
RYLAND GROUP INC
RYL
– –
-3,000
Closed -$122K
1
2

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Mitsubishi UFJ Securities's Q4 2013 Portfolio in Review

As of Q4 2013, Mitsubishi UFJ Securities held 32 positions worth $21.4M, down 91% from $238M the previous quarter. Its ten largest holdings account for 100% of the portfolio.

Mitsubishi UFJ Securities withdrew a net $31.1M in Q4 2013, closing 29 positions. Its most notable exit was General Motors Company, an estimated $13M position sold in full.

By sector, the portfolio is most concentrated in Materials at 13% of assets, up from 0% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Mitsubishi UFJ Securities opened a new position in US Steel worth $2.74M.

  • Mitsubishi UFJ Securities's largest Q4 2013 buy was US Steel: 93,000 shares worth $2.74M.
  • Mitsubishi UFJ Securities fully exited General Motors Company in Q4 2013, selling an estimated $13M.
  • Mitsubishi UFJ Securities's ten largest holdings make up 100% of its $21.4M portfolio in Q4 2013.
  • Mitsubishi UFJ Securities opened 3 new positions and closed 29 in Q4 2013.
  • Mitsubishi UFJ Securities's portfolio value fell 91% quarter-over-quarter to $21.4M.

Based on Mitsubishi UFJ Securities's 13F filing for Q4 2013, filed 13 Feb 2014.