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MUS

Mitsubishi UFJ Securities Portfolio holdings

AUM $69.4M
1-Year Est. Return 17.25%
This Fund
S&P 500
This Quarter Est. Return
+2.55%
1 Year Est. Return
+17.25%
3 Year Est. Return
+81.09%
5 Year Est. Return
+176.13%
10 Year Est. Return
–
AUM
$238M
AUM Growth
+$38.4M
Cap. Flow
-$128M
Cap. Flow %
-53.89%
Top 10 Hldgs %
58.69%
Holding
74
New
18
Increased
5
Reduced
3
Closed
15

Top Buys

Rank Stock Value
1
GM.WS.B
General Motors Company
GM.WS.B
+$13.1M
2
GM.WS.A
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
+$4.97M
3
PGEN icon
Precigen
PGEN
+$2.17M
4
IDCC icon
InterDigital
IDCC
+$1.77M
5
JPM.WS
JPMorgan Chase
JPM.WS
+$1.62M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$4.46M
2
NLSN
Nielsen Holdings plc
NLSN
+$3.36M
3
LNG icon
Cheniere Energy
LNG
+$3.08M
4
BAC icon
Bank of America
BAC
+$2.85M
5
GM icon
General Motors
GM
+$2.5M

Sector Composition

Rank Sector Weight
1 Technology 5.01%
2 Financials 3.56%
3 Healthcare 1.81%
4 Communication Services 1.58%
5 Industrials 0.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RYL
26
DELISTED
RYLAND GROUP INC
RYL
$122K 0.05%
+3,000
New +$116K
GE icon
27
CALL
GE Aerospace
GE
$376B
$60K 0.03%
+522
New +$59.9K
SGL
28
DELISTED
STRATEGIC GLOBAL INCOME FUND
SGL
$18K 0.01%
1,900
– –
RMBS icon
29
Rambus
RMBS
$9.58B
$1K ﹤0.01%
82
– –
BA icon
30
Boeing
BA
$172B
– –
-22,500
Closed -$2.31M
COTY icon
31
Coty
COTY
$2.49B
– –
-40,000
Closed -$687K
DHI icon
32
D.R. Horton
DHI
$42.2B
– –
-20,000
Closed -$426K
EBAY icon
33
eBay
EBAY
$51.4B
– –
-66,766
Closed -$1.45M
GM icon
34
General Motors
GM
$80.6B
– –
-75,000
Closed -$2.5M
GOOG icon
35
CALL
Alphabet (Google) Class C
GOOG
$4.02T
– –
-401,499
Closed -$8.8M
HUN icon
36
Huntsman Corp
HUN
$2.07B
– –
-100,000
Closed -$1.66M
IQV icon
37
IQVIA
IQV
$40B
– –
-40,000
Closed -$1.7M
LNG icon
38
Cheniere Energy
LNG
$52.7B
– –
-111,000
Closed -$3.08M
PSEC icon
39
Prospect Capital
PSEC
$1.12B
– –
-100,000
Closed -$1.08M
SONY icon
40
Sony
SONY
$133B
– –
-375,000
Closed -$1.59M
ZTS icon
41
Zoetis
ZTS
$32.9B
– –
-50,000
Closed -$1.54M
ZNGA
42
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
– –
-500,000
Closed -$1.39M
NUAN
43
DELISTED
Nuance Communications, Inc.
NUAN
– –
-115,500
Closed -$1.84M
NLSN
44
DELISTED
Nielsen Holdings plc
NLSN
– –
-100,000
Closed -$3.36M
1
2

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RMCP
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Mitsubishi UFJ Securities's Q3 2013 Portfolio in Review

As of Q3 2013, Mitsubishi UFJ Securities held 74 positions worth $238M, up 19% from $200M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

Mitsubishi UFJ Securities withdrew a net $128M in Q3 2013, closing 15 positions and reducing 3 holdings. Its most notable exit was Nielsen Holdings plc, an estimated $3.36M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5% of assets, down from 7.8% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Mitsubishi UFJ Securities opened a new position in General Motors Company worth $13M.

  • Mitsubishi UFJ Securities's largest Q3 2013 buy was General Motors Company: 701,000 shares worth $13M.
  • Mitsubishi UFJ Securities added most to MBIA in Q3 2013, an estimated $629K increase.
  • Mitsubishi UFJ Securities's biggest Q3 2013 reduction was Apple, cutting an estimated $4.46M.
  • Mitsubishi UFJ Securities fully exited Nielsen Holdings plc in Q3 2013, selling an estimated $3.36M.
  • Mitsubishi UFJ Securities's ten largest holdings make up 59% of its $238M portfolio in Q3 2013.
  • Mitsubishi UFJ Securities opened 18 new positions and closed 15 in Q3 2013.
  • Mitsubishi UFJ Securities's portfolio value rose 19% quarter-over-quarter to $238M.

Based on Mitsubishi UFJ Securities's 13F filing for Q3 2013, filed 14 Nov 2013.