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MUS

Mitsubishi UFJ Securities Portfolio holdings

AUM $69.4M
1-Year Est. Return 17.25%
This Fund
S&P 500
This Quarter Est. Return
+5.93%
1 Year Est. Return
+17.25%
3 Year Est. Return
+81.09%
5 Year Est. Return
+176.13%
10 Year Est. Return
–
AUM
$19.1M
AUM Growth
-$37.4M
Cap. Flow
-$27.5M
Cap. Flow %
-144.24%
Top 10 Hldgs %
47.21%
Holding
248
New
29
Increased
25
Reduced
30
Closed
37

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$994K
2
AVGO icon
Broadcom
AVGO
+$453K
3
ISRG icon
Intuitive Surgical
ISRG
+$234K
4
BIIB icon
Biogen
BIIB
+$210K
5
MSFT icon
Microsoft
MSFT
+$154K

Top Sells

Rank Stock Value
1
TEVA icon
Teva Pharmaceuticals
TEVA
+$2.29M
2
NEE icon
NextEra Energy
NEE
+$2.05M
3
DYNC
Vistra Energy Corp.
DYNC
+$1.89M
4
SWNC
Southwestern Energy Company
SWNC
+$1.57M
5
AMT icon
American Tower
AMT
+$1.5M

Sector Composition

Rank Sector Weight
1 Technology 21.38%
2 Communication Services 8.95%
3 Healthcare 8.88%
4 Consumer Discretionary 7.85%
5 Financials 4.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VMC icon
226
Vulcan Materials
VMC
$36.8B
– –
-490
Closed -$59K
WPM icon
227
Wheaton Precious Metals
WPM
$49.7B
– –
-2,130
Closed -$50K
PXD
228
DELISTED
Pioneer Natural Resource Co.
PXD
– –
-440
Closed -$67K
KSU
229
DELISTED
Kansas City Southern
KSU
– –
-1,830
Closed -$165K
STI
230
DELISTED
SunTrust Banks, Inc.
STI
– –
-450
Closed -$18K
DYNC
231
DELISTED
Vistra Energy Corp.
DYNC
– –
-17,600
Closed -$1.89M
WELL.PRI
232
DELISTED
Welltower Inc.
WELL.PRI
– –
-1,853
Closed -$125K
SRCLP
233
DELISTED
Stericycle, Inc
SRCLP
– –
-11,728
Closed -$973K
LVNTA
234
DELISTED
Liberty Interactive Corporation Series A Liberty Ventures
LVNTA
– –
-61
Closed -$2K
AMT.PRB
235
DELISTED
American Tower Corporation
AMT.PRB
– –
-11,119
Closed -$1.24M
SWNC
236
DELISTED
Southwestern Energy Company
SWNC
– –
-52,506
Closed -$1.57M
TMUSP
237
DELISTED
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
– –
-7,000
Closed -$512K
RAI
238
DELISTED
Reynolds American Inc
RAI
– –
-290
Closed -$16K
FCAM
239
DELISTED
Fiat Chrysler Automobiles N.V.
FCAM
– –
-3,000
Closed -$180K
AMSGP
240
DELISTED
Amsurg Corp. 5.25% Mandatory Convertible Pft Stk Ser A-1
AMSGP
– –
-4,086
Closed -$593K
WY.PRA
241
DELISTED
WEYERHAEUSER COMP PREF CONV SER A (WA)
WY.PRA
– –
-19,957
Closed -$1M
CCI.PRA
242
DELISTED
Crown Castle International Corp.
CCI.PRA
– –
-1,080
Closed -$131K
DISH
243
DELISTED
DISH Network Corp.
DISH
– –
-600
Closed -$31K
6 7 8 9
10

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AIM
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FTIM
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RMCP
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NCM
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Mitsubishi UFJ Securities's Q3 2016 Portfolio in Review

As of Q3 2016, Mitsubishi UFJ Securities held 248 positions worth $19.1M, down 66% from $56.5M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Mitsubishi UFJ Securities withdrew a net $27.5M in Q3 2016, closing 37 positions and reducing 30 holdings. Its most notable exit was Teva Pharmaceuticals, an estimated $2.29M position sold in full.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 5.6% a quarter earlier, followed by Communication Services and Healthcare.

Against the trend, Mitsubishi UFJ Securities opened a new position in State Street SPDR S&P 500 ETF Trust worth $995K.

  • Mitsubishi UFJ Securities's largest Q3 2016 buy was State Street SPDR S&P 500 ETF Trust: 4,600 shares worth $995K.
  • Mitsubishi UFJ Securities added most to Broadcom in Q3 2016, an estimated $453K increase.
  • Mitsubishi UFJ Securities's biggest Q3 2016 reduction was NextEra Energy, cutting an estimated $2.05M.
  • Mitsubishi UFJ Securities fully exited Teva Pharmaceuticals in Q3 2016, selling an estimated $2.29M.
  • Mitsubishi UFJ Securities's ten largest holdings make up 47% of its $19.1M portfolio in Q3 2016.
  • Mitsubishi UFJ Securities opened 29 new positions and closed 37 in Q3 2016.
  • Mitsubishi UFJ Securities's portfolio value fell 66% quarter-over-quarter to $19.1M.

Based on Mitsubishi UFJ Securities's 13F filing for Q3 2016, filed 8 Nov 2016.