Mesirow Financial Investment Management’s Carolina Financial Corp. CARO Stock Holding History

Mesirow Financial Investment Management’s Portfolio CARO Stock Details CARO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-10,105	Closed	-$359K	–	71
2019 Q3	$359K	Sell	10,105 -644	-6%	-$22.4K	1.51%	40
2019 Q2	$377K	Buy	10,749 +1,150	+12%	+$41K	1.38%	45
2019 Q1	$332K	Buy	+9,599	New	+$333K	1.32%	44
2018 Q3	–	Sell	-14,151	Closed	-$607K	–	60
2018 Q2	$607K	Sell	14,151 -2,541	-15%	-$106K	2.7%	7
2018 Q1	$656K	Sell	16,692 -243	-1%	-$9.62K	2.76%	6
2017 Q4	$629K	Buy	16,935 +300	+2%	+$11.1K	2.85%	2
2017 Q3	$597K	Buy	+16,635	New	+$559K	2.81%	4

Other funds holding CARO

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

Janus Henderson Group London, United Kingdom $209B AUM 37.72% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $552B AUM 44.19% 1-Year Est. Return

TCM

Tributary Capital Management Omaha, Nebraska $1.22B AUM 44.12% 1-Year Est. Return

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

MCA

Mendon Capital Advisors Key Largo, Florida $283M AUM 40.56% 1-Year Est. Return

Versor Investments New York $47.5M AUM 100.43% 1-Year Est. Return

Victory Capital Management San Antonio, Texas $178B AUM 37.23% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

Mesirow Financial Investment Management's CARO Position: Q4 2019 in Review

Mesirow Financial Investment Management sold out of Carolina Financial Corp. (CARO) in Q4 2019, closing a stake of 10,105 shares — an estimated $359K sold.

Mesirow Financial Investment Management first reported a position in CARO in Q3 2017 and held it in 7 quarters. The position peaked at $656K in Q1 2018. 121 funds tracked by Wall St. Rank hold CARO as of Q4 2019.

Mesirow Financial Investment Management reported no remaining Carolina Financial Corp. position as of Q4 2019 after selling out during the quarter.
Mesirow Financial Investment Management sold 10,105 Carolina Financial Corp. shares in Q4 2019, an estimated $359K.
Mesirow Financial Investment Management first reported a position in Carolina Financial Corp. in Q3 2017 and held it in 7 quarters.
Mesirow Financial Investment Management's Carolina Financial Corp. position peaked at $656K in Q1 2018.
121 funds tracked by Wall St. Rank held Carolina Financial Corp. as of Q4 2019.

Based on Mesirow Financial Investment Management's 13F filing for Q4 2019, filed 9 Jan 2020.