Mendon Capital Advisors’s Regional Management Corp RM Stock Holding History

Mendon Capital Advisors’s Portfolio RM Stock Details RM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-123,667	Closed	-$2.22M	–	94
2014 Q3	$2.22M	Sell	123,667 -10,000	-7%	-$167K	1.34%	27
2014 Q2	$2.07M	Sell	133,667 -11,833	-8%	-$203K	1.21%	37
2014 Q1	$3.59M	Buy	145,500 +15,500	+12%	+$485K	1.38%	27
2013 Q4	$4.41M	Sell	130,000 -18,000	-12%	-$588K	2.01%	19
2013 Q3	$4.71M	Buy	+148,000	New	+$4.2M	2.31%	12

Other funds holding RM

Second Curve Capital Radnor, Pennsylvania $93.1M AUM 66.93% 1-Year Est. Return

Wellington Management Group

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

Basswood Capital Management New York $1.96B AUM 19.53% 1-Year Est. Return

Prescott Group Capital Management Tulsa, Oklahoma $1B AUM 51.95% 1-Year Est. Return

Nantahala Capital Management New Canaan, Connecticut $1.6B AUM 121.58% 1-Year Est. Return

Tieton Capital Management Yakima, Washington $299M AUM 54.55% 1-Year Est. Return

Massachusetts Financial Services

Massachusetts Financial Services Boston, Massachusetts $298B AUM 21.96% 1-Year Est. Return

Pacific Global Investment Management Glendale, California $70.7M AUM 14.46% 1-Year Est. Return

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

Fidelity Investments

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return