Mendon Capital Advisors’s Morgan Stanley MS Stock Holding History

Mendon Capital Advisors’s Portfolio MS Stock Details MS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q1	–	Sell	-25,000	Closed	-$1.71M	–	62
2020 Q4	$1.71M	Buy	+25,000	New	+$1.43M	0.8%	35
2020 Q3	–	Sell	-8,037	Closed	-$388K	–	63
2020 Q2	$388K	Buy	+8,037	New	+$338K	0.2%	52
2019 Q4	–	Sell	-50,000	Closed	-$2.13M	–	75
2019 Q3	$2.13M	Buy	+50,000	New	+$2.14M	0.36%	46
2017 Q1	–	Sell	-189,200	Closed	-$7.99M	–	124
2016 Q4	$7.99M	Sell	189,200 -15,000	-7%	-$567K	0.82%	47
2016 Q3	$6.55M	Hold	204,200	–	–	0.75%	50
2016 Q2	$5.3M	Hold	204,200	–	–	0.55%	49
2016 Q1	$5.11M	Buy	204,200 +4,200	+2%	+$107K	0.65%	44
2015 Q4	$6.36M	Buy	200,000 +100,000	+100%	+$3.32M	0.86%	43
2015 Q3	$3.15M	Buy	+100,000	New	+$3.64M	0.88%	39
2014 Q1	–	Sell	-50,000	Closed	-$1.54M	–	104
2013 Q4	$1.57M	Hold	50,000	–	–	0.61%	52
2013 Q3	$1.35M	Buy	50,000 +25,000	+100%	+$671K	0.64%	47
2013 Q2	$611K	Buy	+25,000	New	+$593K	0.35%	72

Other funds holding MS

Mitsubishi UFJ Financial Group

Mitsubishi UFJ Financial Group Tokyo, Japan $62.1B AUM 41.06% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $5.7T AUM 30.48% 1-Year Est. Return

T. Rowe Price Associates

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

JP Morgan Chase

JP Morgan Chase New York $1.47T AUM 27.86% 1-Year Est. Return

Fidelity Investments

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

Wellington Management Group

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

Geode Capital Management

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Bank of America

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return