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MCM

Maxim Capital Management Portfolio holdings

AUM $112M
1-Year Est. Return 0.1%
This Fund
S&P 500
This Quarter Est. Return
+4.11%
1 Year Est. Return
+0.1%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$96.8M
AUM Growth
-$14M
Cap. Flow
-$5.76M
Cap. Flow %
-5.95%
Top 10 Hldgs %
80.41%
Holding
30
New
4
Increased
12
Reduced
11
Closed
3

Top Buys

Rank Stock Value
1
AAXJ icon
iShares MSCI All Country Asia ex Japan ETF
AAXJ
+$3.93M
2
ISHG icon
iShares 1-3 Year International Treasury Bond ETF
ISHG
+$3.17M
3
GVI icon
iShares Intermediate Government/Credit Bond ETF
GVI
+$3.03M
4
PGHY icon
Invesco Global ex-US High Yield Corporate Bond ETF
PGHY
+$459K
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$355K

Top Sells

Rank Stock Value
1
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$4.01M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$3.72M
3
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$3.16M
4
DVY icon
iShares Select Dividend ETF
DVY
+$3.04M
5
GSIE icon
Goldman Sachs ActiveBeta International Equity ETF
GSIE
+$781K

Sector Composition

Rank Sector Weight
1 Communication Services 0.23%
2 Technology 0.22%
3 Consumer Discretionary 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GVI icon
1
iShares Intermediate Government/Credit Bond ETF
GVI
$3.72B
$20.3M 20.99%
187,777
+26,812
+17% +$3.03M
GSIE icon
2
Goldman Sachs ActiveBeta International Equity ETF
GSIE
$5.86B
$13.1M 13.5%
515,413
-26,653
-5% -$781K
PGHY icon
3
Invesco Global ex-US High Yield Corporate Bond ETF
PGHY
$221M
$9.58M 9.9%
422,010
+20,098
+5% +$459K
IVV icon
4
iShares Core S&P 500 ETF
IVV
$869B
$7.4M 7.64%
29,401
+1,011
+4% +$313K
DVY icon
5
iShares Select Dividend ETF
DVY
$24B
$6.25M 6.46%
69,981
-29,514
-30% -$3.04M
IEMG icon
6
iShares Core MSCI Emerging Markets ETF
IEMG
$149B
$6.24M 6.45%
132,399
-61,352
-32% -$3.16M
SHY icon
7
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$4.36M 4.5%
52,142
-43,895
-46% -$3.72M
AAXJ icon
8
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.65B
$3.57M 3.69%
+56,198
New +$3.93M
RWO icon
9
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.32B
$3.54M 3.65%
79,883
-3,361
-4% -$175K
ISHG icon
10
iShares 1-3 Year International Treasury Bond ETF
ISHG
$824M
$3.51M 3.63%
43,999
+40,399
+1,122% +$3.17M
SCHX icon
11
Schwab US Large- Cap ETF
SCHX
$71B
$2.42M 2.5%
243,522
+27,804
+13% +$341K
SCHO icon
12
Schwab Short-Term US Treasury ETF
SCHO
$12.8B
$2.33M 2.4%
93,246
-30,068
-24% -$760K
SCHD icon
13
Schwab US Dividend Equity ETF
SCHD
$102B
$2.18M 2.26%
139,482
-23,712
-15% -$444K
SCZ icon
14
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.2B
$2.14M 2.21%
41,232
-2,217
-5% -$133K
SCHE icon
15
Schwab Emerging Markets Equity ETF
SCHE
$12.3B
$2.09M 2.16%
88,957
-13,103
-13% -$345K
IWM icon
16
iShares Russell 2000 ETF
IWM
$79.8B
$2.02M 2.09%
15,107
-811
-5% -$128K
IEFA icon
17
iShares Core MSCI EAFE ETF
IEFA
$186B
$1.21M 1.24%
21,910
+1,717
+9% +$109K
VIG icon
18
Vanguard Dividend Appreciation ETF
VIG
$111B
$957K 0.99%
9,772
+352
+4% +$42.6K
SCHC icon
19
Schwab International Small-Cap Equity ETF
SCHC
$5.36B
$752K 0.78%
25,844
+2,807
+12% +$93.6K
ITOT icon
20
iShares Core S&P Total US Stock Market ETF
ITOT
$93.4B
$731K 0.76%
12,886
-10,695
-45% -$744K
SCHA icon
21
Schwab U.S Small- Cap ETF
SCHA
$22.5B
$565K 0.58%
37,276
+528
+1% +$9.55K
LQD icon
22
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.3B
$315K 0.33%
+2,790
New +$355K
VSS icon
23
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.2B
$291K 0.3%
3,070
+1,000
+48% +$107K
SCHB icon
24
Schwab US Broad Market ETF
SCHB
$42.8B
$266K 0.27%
26,634
+4,956
+23% +$60.8K
SCHF icon
25
Schwab International Equity ETF
SCHF
$65.6B
$262K 0.27%
+18,448
New +$304K
1
2

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Maxim Capital Management's Q4 2019 Portfolio in Review

As of Q4 2019, Maxim Capital Management held 30 positions worth $96.8M, down 13% from $111M the previous quarter. Its ten largest holdings account for 80% of the portfolio.

Maxim Capital Management withdrew a net $5.76M in Q4 2019, closing 3 positions and reducing 11 holdings. Its most notable exit was Vanguard Total International Bond ETF, an estimated $4.01M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 0.23% of assets, down from 0.24% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Maxim Capital Management opened a new position in iShares MSCI All Country Asia ex Japan ETF worth $3.57M.

  • Maxim Capital Management's largest Q4 2019 buy was iShares MSCI All Country Asia ex Japan ETF: 56,198 shares worth $3.57M.
  • Maxim Capital Management added most to iShares 1-3 Year International Treasury Bond ETF in Q4 2019, an estimated $3.17M increase.
  • Maxim Capital Management's biggest Q4 2019 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $3.72M.
  • Maxim Capital Management fully exited Vanguard Total International Bond ETF in Q4 2019, selling an estimated $4.01M.
  • Maxim Capital Management's ten largest holdings make up 80% of its $96.8M portfolio in Q4 2019.
  • Maxim Capital Management opened 4 new positions and closed 3 in Q4 2019.
  • Maxim Capital Management's portfolio value fell 13% quarter-over-quarter to $96.8M.

Based on Maxim Capital Management's 13F filing for Q4 2019, filed 30 Jan 2020.