Marshall Wace

Marshall Wace’s Royalty Management Holding Warrant RMCOW Stock Holding History

Marshall Wace’s Portfolio RMCOW Stock Details RMCOW Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q3	–	Sell	-99,300	Closed	-$1M	–	3723
2022 Q2	$1M	Sell	99,300 -700	-0.7%	-$111	﹤0.01%	2433
2022 Q1	$1.03M	Hold	100,000	–	–	﹤0.01%	2445
2021 Q4	$1M	Buy	100,000 +51,995	+108%	+$33.2K	﹤0.01%	2471
2021 Q3	$474K	Buy	+48,005	New	+$30.7K	﹤0.01%	2413

Other funds holding RMCOW

Radcliffe Capital Management Bala Cynwyd, Pennsylvania $1.33B AUM 1.18% 1-Year Est. Return

Boothbay Fund Management New York $7.71B AUM 106.31% 1-Year Est. Return

CVI Holdings Wilmington, Delaware $116M AUM 5.68% 1-Year Est. Return

Polar Asset Management Partners Toronto, Ontario, Canada $5.01B AUM 35.27% 1-Year Est. Return

EHP Funds Inc Toronto, Canada $43.6M AUM 69.08% 1-Year Est. Return

K2 Principal Fund Toronto, Ontario, Canada $1.43B AUM 29.56% 1-Year Est. Return

AQR Arbitrage Greenwich, Connecticut $6.09B AUM 27.01% 1-Year Est. Return

Yakira Capital Management Westport, Connecticut $342M AUM 26.97% 1-Year Est. Return

Whitebox Advisors Minneapolis, Minnesota $8.12B AUM 15.85% 1-Year Est. Return

Walleye Capital

Walleye Capital New York $24B AUM 37.67% 1-Year Est. Return