Marshall Wace North America’s Carlyle Secured Lending CGBD Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-28,809	Closed	-$490K	–	969
2018 Q2	$490K	Sell	28,809 -3,558	-11%	-$60.5K	﹤0.01%	1086
2018 Q1	$579K	Buy	+32,367	New	+$579K	﹤0.01%	1123