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MSWA

Marshall & Sterling Wealth Advisors Portfolio holdings

AUM $169M
1-Year Est. Return 17.92%
This Fund
S&P 500
This Quarter Est. Return
-1.2%
1 Year Est. Return
+17.92%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$153M
AUM Growth
+$1.36M
Cap. Flow
+$4.37M
Cap. Flow %
2.86%
Top 10 Hldgs %
43.49%
Holding
364
New
26
Increased
85
Reduced
69
Closed
20

Top Buys

Rank Stock Value
1
SPYI icon
NEOS S&P 500 High Income ETF
SPYI
+$4.53M
2
IDMO icon
Invesco S&P International Developed Momentum ETF
IDMO
+$3.74M
3
IWMI
NEOS Russell 2000 High Income ETF
IWMI
+$2.41M
4
EFAA
Invesco MSCI EAFE Income Advantage ETF
EFAA
+$2.11M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$1.82M

Top Sells

Rank Stock Value
1
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$4.54M
2
QDPL icon
Pacer Metaurus US Large Cap Dividend Multiplier 400 ETF
QDPL
+$3.53M
3
DGRS icon
WisdomTree Trust WisdomTree US SmallCap Quality Dividend Growth Fund
DGRS
+$1.78M
4
MOAT icon
VanEck Morningstar Wide Moat ETF
MOAT
+$1.45M
5
VGT icon
Vanguard Information Technology ETF
VGT
+$1.35M

Sector Composition

Rank Sector Weight
1 Technology 5.01%
2 Financials 2.61%
3 Industrials 2.37%
4 Healthcare 1.35%
5 Consumer Staples 1.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DIAX
351
DELISTED
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
– –
-2,837
Closed -$43.3K
DXC icon
352
DXC Technology
DXC
$1.78B
– –
-3
Closed -$44
FREL icon
353
Fidelity MSCI Real Estate Index ETF
FREL
$1.5B
– –
-101
Closed -$2.72K
FXN icon
354
First Trust Energy AlphaDEX Fund
FXN
$363M
– –
-112
Closed -$1.84K
HPE icon
355
Hewlett Packard
HPE
$70.5B
– –
-41
Closed -$985
HPQ icon
356
HP
HPQ
$26.1B
– –
-1,150
Closed -$25.6K
NOW icon
357
ServiceNow
NOW
$121B
– –
-3,176
Closed -$487K
PANW icon
358
Palo Alto Networks
PANW
$296B
– –
-98
Closed -$18.1K
SPGI icon
359
S&P Global
SPGI
$121B
– –
-402
Closed -$210K
TLT icon
360
iShares 20+ Year Treasury Bond ETF
TLT
$41.8B
– –
-102
Closed -$8.86K
XLY icon
361
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23B
– –
-26
Closed -$3.1K
YUM icon
362
Yum! Brands
YUM
$41.6B
– –
-114
Closed -$17.2K
TXNM
363
TXNM Energy Inc
TXNM
$5.91B
– –
-117
Closed -$6.89K
JMTG
364
JPMorgan Mortgage-Backed Securities ETF
JMTG
$6.81B
– –
-45
Closed -$2.3K
11 12 13 14
15

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AFP
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PP
Pingora Partners Wilson, Wyoming $169M AUM 56.08% 1-Year Est. Return
FVM
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SNBOSCI
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UFPG
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LHA
Little Harbor Advisors Marblehead, Massachusetts $168M AUM 13.27% 1-Year Est. Return
ONST
Old North State Trust Greensboro, North Carolina $168M AUM 21.26% 1-Year Est. Return

Marshall & Sterling Wealth Advisors's Q1 2026 Portfolio in Review

As of Q1 2026, Marshall & Sterling Wealth Advisors held 364 positions worth $153M, up 0.9% from $151M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Marshall & Sterling Wealth Advisors's Q1 2026 filing shows 26 new, 85 increased, 69 reduced and 20 closed positions. Its largest new stake was NEOS Russell 2000 High Income ETF: 48,665 shares worth $2.31M. The largest sale was Vanguard Dividend Appreciation ETF, an estimated $4.54M.

By sector, the portfolio is most concentrated in Technology at 5% of assets, down from 6.3% a quarter earlier, followed by Financials and Industrials.

  • Marshall & Sterling Wealth Advisors's largest Q1 2026 buy was NEOS Russell 2000 High Income ETF: 48,665 shares worth $2.31M.
  • Marshall & Sterling Wealth Advisors added most to NEOS S&P 500 High Income ETF in Q1 2026, an estimated $4.53M increase.
  • Marshall & Sterling Wealth Advisors's biggest Q1 2026 reduction was Vanguard Dividend Appreciation ETF, cutting an estimated $4.54M.
  • Marshall & Sterling Wealth Advisors fully exited ServiceNow in Q1 2026, selling an estimated $487K.
  • Marshall & Sterling Wealth Advisors's ten largest holdings make up 43% of its $153M portfolio in Q1 2026.
  • Marshall & Sterling Wealth Advisors opened 26 new positions and closed 20 in Q1 2026.
  • Marshall & Sterling Wealth Advisors's portfolio value rose 0.9% quarter-over-quarter to $153M.

Based on Marshall & Sterling Wealth Advisors's 13F filing for Q1 2026, filed 7 May 2026.