Mariner’s First Trust Chindia ETF FNI Stock Holding History

Mariner’s Portfolio FNI Stock Details FNI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q1	–	Sell	-2,999	Closed	-$239K	–	613
2016 Q4	$239K	Buy	+2,999	New	+$87.8K	0.01%	493

Other funds holding FNI

First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

Credit Agricole Montrouge Cedex, France $38.1B AUM

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

SAM

Shamrock Asset Management Dallas, Texas $128M AUM 2.65% 1-Year Est. Return

SFS

Sowell Financial Services North Little Rock, Arkansas $3.06B AUM 30.02% 1-Year Est. Return

Mariner's FNI Position: Q1 2017 in Review

Mariner sold out of First Trust Chindia ETF (FNI) in Q1 2017, closing a stake of 2,999 shares — an estimated $239K sold.

Mariner first reported a position in FNI in Q4 2016 and held it in 1 quarter. The position peaked at $239K in Q4 2016. 40 funds tracked by Wall St. Rank hold FNI as of Q1 2017.

Mariner reported no remaining First Trust Chindia ETF position as of Q1 2017 after selling out during the quarter.
Mariner sold 2,999 First Trust Chindia ETF shares in Q1 2017, an estimated $239K.
Mariner first reported a position in First Trust Chindia ETF in Q4 2016 and held it in 1 quarter.
Mariner's First Trust Chindia ETF position peaked at $239K in Q4 2016.
40 funds tracked by Wall St. Rank held First Trust Chindia ETF as of Q1 2017.

Based on Mariner's 13F filing for Q1 2017, filed 15 May 2017.