Mariner’s EGSHARES EM STRATEGIC OPPORTUNITIES ETF EMSO Stock Holding History

Mariner’s Portfolio EMSO Stock Details EMSO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-263,128	Closed	-$4.84M	–	840
2016 Q2	$4.84M	Sell	263,128 -19,292	-7%	-$351K	0.26%	78
2016 Q1	$5.33M	Sell	282,420 -42,273	-13%	-$723K	0.32%	62
2015 Q4	$5.75M	Sell	324,693 -474,073	-59%	-$9.24M	0.37%	56
2015 Q3	$15.1M	Sell	798,766 -146,205	-15%	-$3.03M	0.67%	47
2015 Q2	$21.9M	Buy	944,971 +12,937	+1%	+$307K	1.02%	20
2015 Q1	$21.5M	Sell	932,034 -3,361	-0.4%	-$77.5K	1.83%	12
2014 Q4	$21.1M	Buy	935,395 +15,730	+2%	+$370K	1.9%	10
2014 Q3	$21.8M	Buy	919,665 +78,945	+9%	+$1.94M	2.45%	7
2014 Q2	$19.8M	Buy	840,720 +49,005	+6%	+$1.13M	2.19%	7
2014 Q1	$17.8M	Buy	+791,715	New	+$16.9M	2.29%	8

Other funds holding EMSO

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

PGFC

Peapack-Gladstone Financial Corp Bedminster, New Jersey $7.82B AUM 21.06% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

SG Americas Securities New York $92.9B AUM 36.98% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Whittier Trust South Pasadena, California $8.86B AUM 28.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

TRCT

Tower Research Capital (TRC) New York $3.85B AUM 32.11% 1-Year Est. Return

Mariner's EMSO Position: Q3 2016 in Review

Mariner sold out of EGSHARES EM STRATEGIC OPPORTUNITIES ETF (EMSO) in Q3 2016, closing a stake of 263,128 shares — an estimated $4.84M sold.

Mariner first reported a position in EMSO in Q1 2014 and held it in 10 quarters. The position peaked at $21.9M in Q2 2015. 10 funds tracked by Wall St. Rank hold EMSO as of Q3 2016.

Mariner reported no remaining EGSHARES EM STRATEGIC OPPORTUNITIES ETF position as of Q3 2016 after selling out during the quarter.
Mariner sold 263,128 EGSHARES EM STRATEGIC OPPORTUNITIES ETF shares in Q3 2016, an estimated $4.84M.
Mariner first reported a position in EGSHARES EM STRATEGIC OPPORTUNITIES ETF in Q1 2014 and held it in 10 quarters.
Mariner's EGSHARES EM STRATEGIC OPPORTUNITIES ETF position peaked at $21.9M in Q2 2015.
10 funds tracked by Wall St. Rank held EGSHARES EM STRATEGIC OPPORTUNITIES ETF as of Q3 2016.

Based on Mariner's 13F filing for Q3 2016, filed 14 Nov 2016.