Mariner’s ETRACS Alerian MLP Index ETN AMU Stock Holding History

Mariner’s Portfolio AMU Stock Details AMU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-12,605	Closed	-$199K	–	1129
2019 Q2	$199K	Hold	12,605	–	–	﹤0.01%	1048
2019 Q1	$202K	Hold	12,605	–	–	﹤0.01%	968
2018 Q4	$176K	Hold	12,605	–	–	﹤0.01%	783
2018 Q3	$217K	Sell	12,605 -1,840	-13%	-$32.3K	0.01%	747
2018 Q2	$238K	Buy	+14,445	New	+$237K	0.01%	699

Other funds holding AMU

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UIC

Uniplan Investment Counsel Milwaukee, Wisconsin $974M AUM 21.37% 1-Year Est. Return

EGA

Eagle Global Advisors Houston, Texas $2.78B AUM 26.09% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Aspiriant LLC Los Angeles, California $4.05B AUM 19.01% 1-Year Est. Return

FCBT

First Citizens Bank & Trust Raleigh, North Carolina $6.69B AUM 24.48% 1-Year Est. Return

WMG

WESCAP Management Group Glendale, California $508M AUM 18.98% 1-Year Est. Return

CCM

Chickasaw Capital Management Memphis, Tennessee $2.78B AUM 20.87% 1-Year Est. Return

MCM

MAI Capital Management Independence, Ohio $17.7B AUM 18.87% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return

Mariner's AMU Position: Q3 2019 in Review

Mariner sold out of ETRACS Alerian MLP Index ETN (AMU) in Q3 2019, closing a stake of 12,605 shares — an estimated $199K sold.

Mariner first reported a position in AMU in Q2 2018 and held it in 5 quarters. The position peaked at $238K in Q2 2018. 40 funds tracked by Wall St. Rank hold AMU as of Q3 2019.

Mariner reported no remaining ETRACS Alerian MLP Index ETN position as of Q3 2019 after selling out during the quarter.
Mariner sold 12,605 ETRACS Alerian MLP Index ETN shares in Q3 2019, an estimated $199K.
Mariner first reported a position in ETRACS Alerian MLP Index ETN in Q2 2018 and held it in 5 quarters.
Mariner's ETRACS Alerian MLP Index ETN position peaked at $238K in Q2 2018.
40 funds tracked by Wall St. Rank held ETRACS Alerian MLP Index ETN as of Q3 2019.

Based on Mariner's 13F filing for Q3 2019, filed 13 Nov 2019.