Mariner Independent Advisor Network’s VictoryShares US 500 Enhanced Volatility Wtd ETF CFO Stock Holding History

Mariner Independent Advisor Network’s Portfolio CFO Stock Details CFO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-16,060	Closed	-$788K	–	374
2019 Q2	$788K	Buy	16,060 +585	+4%	+$27.9K	0.06%	263
2019 Q1	$731K	Sell	15,475 -739	-5%	-$33.7K	0.06%	261
2018 Q4	$718K	Sell	16,214 -10,426	-39%	-$496K	0.06%	257
2018 Q3	$1.38M	Buy	+26,640	New	+$1.37M	0.17%	123

Other funds holding CFO

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

KFGK

Keystone Financial Group (Kentucky) Lexington, Kentucky $1.46B AUM 26.58% 1-Year Est. Return

PAG

Private Advisor Group Morristown, New Jersey $21.3B AUM 22.13% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

Mariner Independent Advisor Network's CFO Position: Q3 2019 in Review

Mariner Independent Advisor Network sold out of VictoryShares US 500 Enhanced Volatility Wtd ETF (CFO) in Q3 2019, closing a stake of 16,060 shares — an estimated $788K sold.

Mariner Independent Advisor Network first reported a position in CFO in Q3 2018 and held it in 4 quarters. The position peaked at $1.38M in Q3 2018. 69 funds tracked by Wall St. Rank hold CFO as of Q3 2019.

Mariner Independent Advisor Network reported no remaining VictoryShares US 500 Enhanced Volatility Wtd ETF position as of Q3 2019 after selling out during the quarter.
Mariner Independent Advisor Network sold 16,060 VictoryShares US 500 Enhanced Volatility Wtd ETF shares in Q3 2019, an estimated $788K.
Mariner Independent Advisor Network first reported a position in VictoryShares US 500 Enhanced Volatility Wtd ETF in Q3 2018 and held it in 4 quarters.
Mariner Independent Advisor Network's VictoryShares US 500 Enhanced Volatility Wtd ETF position peaked at $1.38M in Q3 2018.
69 funds tracked by Wall St. Rank held VictoryShares US 500 Enhanced Volatility Wtd ETF as of Q3 2019.

Based on Mariner Independent Advisor Network's 13F filing for Q3 2019, filed 4 Nov 2019.