Mariner Independent Advisor Network’s VictoryShares US EQ Income Enhanced Volatility Wtd ETF CDC Stock Holding History

Mariner Independent Advisor Network’s Portfolio CDC Stock Details CDC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-10,029	Closed	-$459K	–	374
2019 Q3	$459K	Sell	10,029 -11,226	-53%	-$511K	0.03%	325
2019 Q2	$971K	Sell	21,255 -4,339	-17%	-$195K	0.07%	239
2019 Q1	$1.15M	Sell	25,594 -65	-0.3%	-$2.84K	0.1%	216
2018 Q4	$1.1M	Sell	25,659 -14,600	-36%	-$663K	0.1%	217
2018 Q3	$1.9M	Buy	+40,259	New	+$1.91M	0.24%	96

Other funds holding CDC

LPL Financial San Diego, California $376B AUM 19.32% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Royal Bank of Canada

Royal Bank of Canada Toronto, Ontario, Canada $528B AUM 27.57% 1-Year Est. Return

Bank of America

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Carson Wealth (CWM LLC)

Carson Wealth (CWM LLC) Omaha, Nebraska $38B AUM 19.66% 1-Year Est. Return

Raymond James Financial Services Advisors St. Petersburg, Florida $75B AUM 31.89% 1-Year Est. Return

Garrett Wealth Advisory Group Weatherford, Texas $562M AUM 16.6% 1-Year Est. Return

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Integrated Wealth Concepts Waltham, Massachusetts $12.5B AUM 18.49% 1-Year Est. Return

Commonwealth Equity Services

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return