Mariner Independent Advisor Network’s VictoryShares US EQ Income Enhanced Volatility Wtd ETF CDC Stock Holding History

Mariner Independent Advisor Network’s Portfolio CDC Stock Details CDC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-10,029	Closed	-$459K	–	374
2019 Q3	$459K	Sell	10,029 -11,226	-53%	-$511K	0.03%	325
2019 Q2	$971K	Sell	21,255 -4,339	-17%	-$195K	0.07%	239
2019 Q1	$1.15M	Sell	25,594 -65	-0.3%	-$2.84K	0.1%	216
2018 Q4	$1.1M	Sell	25,659 -14,600	-36%	-$663K	0.1%	217
2018 Q3	$1.9M	Buy	+40,259	New	+$1.91M	0.24%	96

Other funds holding CDC

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Carson Wealth (CWM LLC) Omaha, Nebraska $38.1B AUM 19.66% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

GWAG

Garrett Wealth Advisory Group Weatherford, Texas $651M AUM 23.69% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

IWC

Integrated Wealth Concepts Waltham, Massachusetts $20.5B AUM 24.45% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

Mariner Independent Advisor Network's CDC Position: Q4 2019 in Review

Mariner Independent Advisor Network sold out of VictoryShares US EQ Income Enhanced Volatility Wtd ETF (CDC) in Q4 2019, closing a stake of 10,029 shares — an estimated $459K sold.

Mariner Independent Advisor Network first reported a position in CDC in Q3 2018 and held it in 5 quarters. The position peaked at $1.9M in Q3 2018. 61 funds tracked by Wall St. Rank hold CDC as of Q4 2019.

Mariner Independent Advisor Network reported no remaining VictoryShares US EQ Income Enhanced Volatility Wtd ETF position as of Q4 2019 after selling out during the quarter.
Mariner Independent Advisor Network sold 10,029 VictoryShares US EQ Income Enhanced Volatility Wtd ETF shares in Q4 2019, an estimated $459K.
Mariner Independent Advisor Network first reported a position in VictoryShares US EQ Income Enhanced Volatility Wtd ETF in Q3 2018 and held it in 5 quarters.
Mariner Independent Advisor Network's VictoryShares US EQ Income Enhanced Volatility Wtd ETF position peaked at $1.9M in Q3 2018.
61 funds tracked by Wall St. Rank held VictoryShares US EQ Income Enhanced Volatility Wtd ETF as of Q4 2019.

Based on Mariner Independent Advisor Network's 13F filing for Q4 2019, filed 10 Feb 2020.