Mariner Independent Advisor Network’s First Trust Exchange-Traded Fund III First Trust Active Factor International ETF AFDM Stock Holding History

Mariner Independent Advisor Network’s Portfolio AFDM Stock Details AFDM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-10,320	Closed	-$619K	–	395
2019 Q4	$619K	Sell	10,320 -1,190	-10%	-$68.9K	0.04%	293
2019 Q3	$636K	Sell	11,510 -9,179	-44%	-$509K	0.05%	294
2019 Q2	$1.18M	Sell	20,689 -5,352	-21%	-$303K	0.09%	219
2019 Q1	$1.49M	Buy	26,041 +2,172	+9%	+$120K	0.13%	179
2018 Q4	$1.28M	Sell	23,869 -696	-3%	-$38.4K	0.11%	195
2018 Q3	$1.52M	Buy	24,565 +7,837	+47%	+$483K	0.19%	114
2018 Q2	$1.02M	Sell	16,728 -9,324	-36%	-$599K	0.18%	85
2018 Q1	$1.66M	Buy	26,052 +15,982	+159%	+$1.05M	0.1%	155
2017 Q4	$667K	Buy	+10,070	New	+$641K	0.07%	214

Other funds holding AFDM

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

RIG

RiverFront Investment Group Richmond, Virginia $7.56B AUM 23.82% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $1.28T AUM 58.89% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Jane Street New York $1.21T AUM 78.12% 1-Year Est. Return

Truist Financial Charlotte, North Carolina $83.7B AUM 27.22% 1-Year Est. Return

CWM

Cranbrook Wealth Management Bloomfield Hills, Michigan $534M AUM 18.5% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

Mariner Independent Advisor Network's AFDM Position: Q1 2020 in Review

Mariner Independent Advisor Network sold out of First Trust Exchange-Traded Fund III First Trust Active Factor International ETF (AFDM) in Q1 2020, closing a stake of 10,320 shares — an estimated $619K sold.

Mariner Independent Advisor Network first reported a position in AFDM in Q4 2017 and held it in 9 quarters. The position peaked at $1.66M in Q1 2018. 46 funds tracked by Wall St. Rank hold AFDM as of Q1 2020.

Mariner Independent Advisor Network reported no remaining First Trust Exchange-Traded Fund III First Trust Active Factor International ETF position as of Q1 2020 after selling out during the quarter.
Mariner Independent Advisor Network sold 10,320 First Trust Exchange-Traded Fund III First Trust Active Factor International ETF shares in Q1 2020, an estimated $619K.
Mariner Independent Advisor Network first reported a position in First Trust Exchange-Traded Fund III First Trust Active Factor International ETF in Q4 2017 and held it in 9 quarters.
Mariner Independent Advisor Network's First Trust Exchange-Traded Fund III First Trust Active Factor International ETF position peaked at $1.66M in Q1 2018.
46 funds tracked by Wall St. Rank held First Trust Exchange-Traded Fund III First Trust Active Factor International ETF as of Q1 2020.

Based on Mariner Independent Advisor Network's 13F filing for Q1 2020, filed 5 May 2020.