Maple Securities USA’s State Street Financial Select Sector SPDR ETF XLF Stock Holding History

Maple Securities USA’s Portfolio XLF Stock Details XLF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-182,263	Closed	-$3.9M	–	193
2015 Q2	$3.9M	Sell	182,263 -987,412	-84%	-$21.3M	0.37%	20
2015 Q1	$24.8M	Buy	1,169,675 +223,159	+24%	+$4.72M	2.08%	2
2014 Q4	$20.5M	Sell	946,516 -1,026,827	-52%	-$21.5M	1.62%	5
2014 Q3	$40.1M	Buy	+1,973,343	New	+$39.8M	4.4%	2
2014 Q2	–	Sell	-2,368,626	Closed	-$46.5M	–	298
2014 Q1	$46.5M	Sell	2,368,626 -280,943	-11%	-$5.36M	4.09%	3
2013 Q4	$50.8M	Buy	2,649,569 +863,958	+48%	+$15.9M	3.71%	2
2013 Q3	$31.2M	Buy	1,785,611 +564,902	+46%	+$10M	2.48%	7
2013 Q2	$20.8M	Buy	+1,220,709	New	+$20.5M	1.9%	5

Other funds holding XLF

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

BNP Paribas Financial Markets Paris, France $206B AUM 31.61% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Clal Insurance Tel-Aviv, Israel $16.6B AUM 68.34% 1-Year Est. Return

Maple Securities USA's XLF Position: Q3 2015 in Review

Maple Securities USA sold out of State Street Financial Select Sector SPDR ETF (XLF) in Q3 2015, closing a stake of 182,263 shares — an estimated $3.9M sold.

Maple Securities USA first reported a position in XLF in Q2 2013 and held it in 8 quarters. The position peaked at $50.8M in Q4 2013. 600 funds tracked by Wall St. Rank hold XLF as of Q3 2015.

Maple Securities USA reported no remaining State Street Financial Select Sector SPDR ETF position as of Q3 2015 after selling out during the quarter.
Maple Securities USA sold 182,263 State Street Financial Select Sector SPDR ETF shares in Q3 2015, an estimated $3.9M.
Maple Securities USA first reported a position in State Street Financial Select Sector SPDR ETF in Q2 2013 and held it in 8 quarters.
Maple Securities USA's State Street Financial Select Sector SPDR ETF position peaked at $50.8M in Q4 2013.
600 funds tracked by Wall St. Rank held State Street Financial Select Sector SPDR ETF as of Q3 2015.

Based on Maple Securities USA's 13F filing for Q3 2015, filed 3 Nov 2015.