MSU
BRCM

Maple Securities USA’s BROADCOM CORP CL-A BRCM Stock Holding History

Maple Securities USA’s Portfolio BRCM Stock Details BRCM Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		– Sell
-12,018
Closed -$446K – 343
2014
Q2 		$446K Buy
+12,018
New +$394K 0.05% 97
2013
Q4 		– Sell
-16,981
Closed -$442K – 562
2013
Q3 		$442K Sell
16,981
-14,141
-45% -$399K 0.04% 255
2013
Q2 		$1.05M Buy
+31,122
New +$1.08M 0.1% 176

Other funds holding BRCM

Capital Research Global Investors
Capital Research Global Investors Los Angeles, California $645B AUM 30.41% 1-Year Est. Return
Fidelity Investments
Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return
Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
State Street
State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return
ClearBridge Investments
ClearBridge Investments New York $115B AUM 24.78% 1-Year Est. Return
JP Morgan Chase
JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return
Ameriprise
Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return
BIT
BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return
Macquarie Group
Macquarie Group Sydney, NSW 2000, Australia $16.8B AUM 27.39% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Maple Securities USA's BRCM Position: Q3 2014 in Review

Maple Securities USA sold out of BROADCOM CORP CL-A (BRCM) in Q3 2014, closing a stake of 12,018 shares — an estimated $446K sold.

Maple Securities USA first reported a position in BRCM in Q2 2013 and held it in 3 quarters. The position peaked at $1.05M in Q2 2013. 556 funds tracked by Wall St. Rank hold BRCM as of Q3 2014.

  • Maple Securities USA reported no remaining BROADCOM CORP CL-A position as of Q3 2014 after selling out during the quarter.
  • Maple Securities USA sold 12,018 BROADCOM CORP CL-A shares in Q3 2014, an estimated $446K.
  • Maple Securities USA first reported a position in BROADCOM CORP CL-A in Q2 2013 and held it in 3 quarters.
  • Maple Securities USA's BROADCOM CORP CL-A position peaked at $1.05M in Q2 2013.
  • 556 funds tracked by Wall St. Rank held BROADCOM CORP CL-A as of Q3 2014.

Based on Maple Securities USA's 13F filing for Q3 2014, filed 21 Oct 2014.