Maple Securities USA’s Bank of New York Mellon BNY Stock Holding History

Maple Securities USA’s Portfolio BNY Stock Details BNY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-45,343	Closed	-$1.9M	–	55
2015 Q2	$1.9M	Buy	+45,343	New	+$1.93M	0.18%	44
2015 Q1	–	Sell	-6,372	Closed	-$259K	–	237
2014 Q4	$259K	Buy	+6,372	New	+$249K	0.02%	123
2014 Q2	–	Sell	-23,946	Closed	-$845K	–	235
2014 Q1	$845K	Sell	23,946 -2,628	-10%	-$86.8K	0.07%	57
2013 Q4	$928K	Sell	26,574 -95,849	-78%	-$3.12M	0.07%	124
2013 Q3	$3.7M	Sell	122,423 -47,495	-28%	-$1.46M	0.29%	73
2013 Q2	$4.77M	Buy	+169,918	New	+$4.88M	0.44%	43

Other funds holding BNY

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Dodge & Cox San Francisco, California $182B AUM 14.68% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Massachusetts Financial Services Boston, Massachusetts $298B AUM 21.96% 1-Year Est. Return

TFM

Trian Fund Management New York $3.86B AUM 26.59% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

DSA

Davis Selected Advisers Tucson, Arizona $21.8B AUM 23.45% 1-Year Est. Return

First Eagle Investment Management New York $59B AUM 32.99% 1-Year Est. Return

Berkshire Hathaway Omaha, Nebraska $263B AUM 16.68% 1-Year Est. Return

Maple Securities USA's BNY Position: Q3 2015 in Review

Maple Securities USA sold out of Bank of New York Mellon (BNY) in Q3 2015, closing a stake of 45,343 shares — an estimated $1.9M sold.

Maple Securities USA first reported a position in BNY in Q2 2013 and held it in 6 quarters. The position peaked at $4.77M in Q2 2013. 857 funds tracked by Wall St. Rank hold BNY as of Q3 2015.

Maple Securities USA reported no remaining Bank of New York Mellon position as of Q3 2015 after selling out during the quarter.
Maple Securities USA sold 45,343 Bank of New York Mellon shares in Q3 2015, an estimated $1.9M.
Maple Securities USA first reported a position in Bank of New York Mellon in Q2 2013 and held it in 6 quarters.
Maple Securities USA's Bank of New York Mellon position peaked at $4.77M in Q2 2013.
857 funds tracked by Wall St. Rank held Bank of New York Mellon as of Q3 2015.

Based on Maple Securities USA's 13F filing for Q3 2015, filed 3 Nov 2015.