Maltese Capital Management’s Waddell & Reed Financial, Inc. WDR Stock Holding History

Maltese Capital Management’s Portfolio WDR Stock Details WDR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q4	–	Sell	-167,800	Closed	-$2.49M	–	173
2020 Q3	$2.49M	Buy	+167,800	New	+$2.56M	0.42%	84
2020 Q2	–	Sell	-291,000	Closed	-$3.31M	–	195
2020 Q1	$3.31M	Buy	+291,000	New	+$4.34M	0.47%	76
2015 Q1	–	Sell	-15,000	Closed	-$747K	–	221
2014 Q4	$747K	Buy	+15,000	New	+$716K	0.09%	178

Other funds holding WDR

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BAM

Burgundy Asset Management Toronto, Ontario, Canada $10.6B AUM 13.39% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Capital World Investors Los Angeles, California $733B AUM 35.63% 1-Year Est. Return

Charles Schwab San Francisco, California $654B AUM 26.35% 1-Year Est. Return

AAM

Alpine Associates Management Palm Beach, Florida $1.7B AUM 97.55% 1-Year Est. Return

GAMCO Investors Greenwich, Connecticut $10.2B AUM 30.27% 1-Year Est. Return

Maltese Capital Management's WDR Position: Q4 2020 in Review

Maltese Capital Management sold out of Waddell & Reed Financial, Inc. (WDR) in Q4 2020, closing a stake of 167,800 shares — an estimated $2.49M sold.

Maltese Capital Management first reported a position in WDR in Q4 2014 and held it in 3 quarters. The position peaked at $3.31M in Q1 2020. 222 funds tracked by Wall St. Rank hold WDR as of Q4 2020.

Maltese Capital Management reported no remaining Waddell & Reed Financial, Inc. position as of Q4 2020 after selling out during the quarter.
Maltese Capital Management sold 167,800 Waddell & Reed Financial, Inc. shares in Q4 2020, an estimated $2.49M.
Maltese Capital Management first reported a position in Waddell & Reed Financial, Inc. in Q4 2014 and held it in 3 quarters.
Maltese Capital Management's Waddell & Reed Financial, Inc. position peaked at $3.31M in Q1 2020.
222 funds tracked by Wall St. Rank held Waddell & Reed Financial, Inc. as of Q4 2020.

Based on Maltese Capital Management's 13F filing for Q4 2020, filed 16 Feb 2021.