Maltese Capital Management’s Carolina Financial Corp. CARO Stock Holding History

Maltese Capital Management’s Portfolio CARO Stock Details CARO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q1	–	Sell	-52,850	Closed	-$1.56M	–	225
2018 Q4	$1.56M	Buy	52,850 +8	+0%	+$266	0.13%	148
2018 Q3	$1.99M	Sell	52,842 -2,158	-4%	-$89.4K	0.14%	157
2018 Q2	$2.36M	Buy	55,000 +44,917	+445%	+$1.87M	0.16%	148
2018 Q1	$396K	Buy	+10,083	New	+$399K	0.03%	197
2017 Q3	–	Sell	-69,000	Closed	-$2.23M	–	212
2017 Q2	$2.23M	Sell	69,000 -46,000	-40%	-$1.41M	0.21%	123
2017 Q1	$3.45M	Buy	+115,000	New	+$3.46M	0.37%	88
2016 Q3	–	Sell	-100,000	Closed	-$1.87M	–	201
2016 Q2	$1.87M	Sell	100,000 -55,700	-36%	-$1.01M	0.23%	121
2016 Q1	$2.89M	Sell	155,700 -18,650	-11%	-$316K	0.38%	89
2015 Q4	$3.14M	Buy	+174,350	New	+$2.69M	0.37%	104

Other funds holding CARO

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Janus Henderson Group London, United Kingdom $209B AUM 37.72% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

MCA

Mendon Capital Advisors Key Largo, Florida $258M AUM 21.23% 1-Year Est. Return

TCM

Tributary Capital Management Omaha, Nebraska $1.22B AUM 44.12% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

CRC

Curi RMB Capital Chicago, Illinois $5.62B AUM 18.93% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Maltese Capital Management's CARO Position: Q1 2019 in Review

Maltese Capital Management sold out of Carolina Financial Corp. (CARO) in Q1 2019, closing a stake of 52,850 shares — an estimated $1.56M sold.

Maltese Capital Management first reported a position in CARO in Q4 2015 and held it in 9 quarters. The position peaked at $3.45M in Q1 2017. 111 funds tracked by Wall St. Rank hold CARO as of Q1 2019.

Maltese Capital Management reported no remaining Carolina Financial Corp. position as of Q1 2019 after selling out during the quarter.
Maltese Capital Management sold 52,850 Carolina Financial Corp. shares in Q1 2019, an estimated $1.56M.
Maltese Capital Management first reported a position in Carolina Financial Corp. in Q4 2015 and held it in 9 quarters.
Maltese Capital Management's Carolina Financial Corp. position peaked at $3.45M in Q1 2017.
111 funds tracked by Wall St. Rank held Carolina Financial Corp. as of Q1 2019.

Based on Maltese Capital Management's 13F filing for Q1 2019, filed 15 May 2019.