Maltese Capital Management’s Ares Capital ARCC Stock Holding History

Maltese Capital Management’s Portfolio ARCC Stock Details ARCC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-850,000	Closed	-$14M	–	205
2018 Q2	$14M	Buy	850,000 +20,000	+2%	+$329K	0.93%	25
2018 Q1	$13.2M	Buy	830,000 +101,900	+14%	+$1.61M	0.9%	25
2017 Q4	$11.4M	Buy	728,100 +178,100	+32%	+$2.89M	0.86%	30
2017 Q3	$9.02M	Buy	550,000 +134,100	+32%	+$2.17M	0.77%	39
2017 Q2	$6.81M	Buy	+415,900	New	+$7.01M	0.65%	58
2015 Q1	–	Sell	-100,000	Closed	-$1.56M	–	206
2014 Q4	$1.56M	Buy	+100,000	New	+$1.6M	0.18%	152

Other funds holding ARCC

TIM

Thornburg Investment Management Santa Fe, New Mexico $9.63B AUM 35.65% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

VNIM

Vaughan Nelson Investment Management Houston, Texas $11.3B AUM 53% 1-Year Est. Return

CIM

Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

D.E. Shaw & Co New York $166B AUM 43.98% 1-Year Est. Return

Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Maltese Capital Management's ARCC Position: Q3 2018 in Review

Maltese Capital Management sold out of Ares Capital (ARCC) in Q3 2018, closing a stake of 850,000 shares — an estimated $14M sold.

Maltese Capital Management first reported a position in ARCC in Q4 2014 and held it in 6 quarters. The position peaked at $14M in Q2 2018. 451 funds tracked by Wall St. Rank hold ARCC as of Q3 2018.

Maltese Capital Management reported no remaining Ares Capital position as of Q3 2018 after selling out during the quarter.
Maltese Capital Management sold 850,000 Ares Capital shares in Q3 2018, an estimated $14M.
Maltese Capital Management first reported a position in Ares Capital in Q4 2014 and held it in 6 quarters.
Maltese Capital Management's Ares Capital position peaked at $14M in Q2 2018.
451 funds tracked by Wall St. Rank held Ares Capital as of Q3 2018.

Based on Maltese Capital Management's 13F filing for Q3 2018, filed 14 Nov 2018.