MAI Capital Management’s FT Vest US Equity Moderate Buffer ETF October GOCT Stock Holding History

MAI Capital Management’s Portfolio GOCT Stock Details GOCT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$549K	Sell	14,202 -3,466	-20%	-$136K	﹤0.01%	989
2025 Q4	$694K	Buy	17,668 +16,632	+1,605%	+$647K	﹤0.01%	863
2025 Q3	$39.7K	Sell	1,036 -4,550	-81%	-$170K	﹤0.01%	2062
2025 Q2	$204K	Sell	5,586 -143	-2%	-$4.98K	﹤0.01%	1166
2025 Q1	$197K	Sell	5,729 -1,271	-18%	-$44.7K	﹤0.01%	1126
2024 Q4	$245K	Buy	+7,000	New	+$245K	﹤0.01%	1065

Other funds holding GOCT

HWM

HFG Wealth Management The Woodlands, Texas $182M AUM 14.4% 1-Year Est. Return

BFG

Bouchey Financial Group Troy, New York $1.55B AUM 29.02% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

Sequent Planning Omaha, Nebraska $414M AUM 14.63% 1-Year Est. Return

KAS

Kestra Advisory Services Austin, Texas $26.4B AUM 21.05% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

ASN

Advisory Services Network Atlanta, Georgia $7.52B AUM 29.01% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

MAI Capital Management's GOCT Position: Q1 2026 in Review

MAI Capital Management reduced its FT Vest US Equity Moderate Buffer ETF October (GOCT) stake by 20% in Q1 2026, selling an estimated $136K and leaving 14,202 shares worth $549K. The position accounts for ﹤0.01% of the portfolio, ranked #989.

MAI Capital Management first reported a position in GOCT in Q4 2024 and has held it in 6 quarters since. The position peaked at $694K in Q4 2025. 106 funds tracked by Wall St. Rank hold GOCT as of Q1 2026.

MAI Capital Management held 14,202 shares of FT Vest US Equity Moderate Buffer ETF October worth $549K as of Q1 2026.
MAI Capital Management sold 3,466 FT Vest US Equity Moderate Buffer ETF October shares in Q1 2026, an estimated $136K.
FT Vest US Equity Moderate Buffer ETF October made up ﹤0.01% of MAI Capital Management's portfolio in Q1 2026, its #989 holding.
MAI Capital Management first reported a position in FT Vest US Equity Moderate Buffer ETF October in Q4 2024 and has held it in 6 quarters since.
MAI Capital Management's FT Vest US Equity Moderate Buffer ETF October position peaked at $694K in Q4 2025.
106 funds tracked by Wall St. Rank held FT Vest US Equity Moderate Buffer ETF October as of Q1 2026.

Based on MAI Capital Management's 13F filing for Q1 2026, filed 15 May 2026.