Mackay Shields LLC’s IQ MacKay Municipal Insured ETF MMIN Stock Holding History

Mackay Shields LLC’s Portfolio MMIN Stock Details MMIN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	–	Sell	-891,650	Closed	-$24.1M	–	1500
2020 Q2	$24.1M	Sell	891,650 -400,000	-31%	-$10.6M	0.19%	124
2020 Q1	$34.3M	Sell	1,291,650 -301,100	-19%	-$7.97M	0.32%	59
2019 Q4	$41.9M	Hold	1,592,750	–	–	0.29%	65
2019 Q3	$42M	Hold	1,592,750	–	–	0.26%	95
2019 Q2	$41.5M	Hold	1,592,750	–	–	0.28%	73
2019 Q1	$40.8M	Buy	1,592,750 +841,250	+112%	+$21.2M	0.3%	70
2018 Q4	$18.8M	Buy	751,500 +153,000	+26%	+$3.78M	0.15%	166
2018 Q3	$14.8M	Hold	598,500	–	–	0.11%	238
2018 Q2	$14.8M	Hold	598,500	–	–	0.1%	254
2018 Q1	$15M	Buy	+598,500	New	+$14.9M	0.09%	266

Other funds holding MMIN

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

CFO4Life Group Coppell, Texas $743M AUM 25.26% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $44.6B AUM 28.94% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

NFG

Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return

WealthShield Partners Cary, North Carolina $654M AUM 26.48% 1-Year Est. Return

Mackay Shields LLC's MMIN Position: Q3 2020 in Review

Mackay Shields LLC sold out of IQ MacKay Municipal Insured ETF (MMIN) in Q3 2020, closing a stake of 891,650 shares — an estimated $24.1M sold.

Mackay Shields LLC first reported a position in MMIN in Q1 2018 and held it in 10 quarters. The position peaked at $42M in Q3 2019. 28 funds tracked by Wall St. Rank hold MMIN as of Q3 2020.

Mackay Shields LLC reported no remaining IQ MacKay Municipal Insured ETF position as of Q3 2020 after selling out during the quarter.
Mackay Shields LLC sold 891,650 IQ MacKay Municipal Insured ETF shares in Q3 2020, an estimated $24.1M.
Mackay Shields LLC first reported a position in IQ MacKay Municipal Insured ETF in Q1 2018 and held it in 10 quarters.
Mackay Shields LLC's IQ MacKay Municipal Insured ETF position peaked at $42M in Q3 2019.
28 funds tracked by Wall St. Rank held IQ MacKay Municipal Insured ETF as of Q3 2020.

Based on Mackay Shields LLC's 13F filing for Q3 2020, filed 4 Nov 2020.