Mackay Shields LLC’s American States Water AWR Stock Holding History

Mackay Shields LLC’s Portfolio AWR Stock Details AWR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q4	–	Sell	-18,673	Closed	-$1.4M	–	1498
2020 Q3	$1.4M	Sell	18,673 -26,900	-59%	-$2.07M	0.01%	917
2020 Q2	$3.58M	Buy	45,573 +1,300	+3%	+$104K	0.03%	509
2020 Q1	$3.62M	Sell	44,273 -9,900	-18%	-$849K	0.03%	451
2019 Q4	$4.69M	Sell	54,173 -1,100	-2%	-$97.4K	0.03%	484
2019 Q3	$4.97M	Sell	55,273 -9,700	-15%	-$814K	0.03%	494
2019 Q2	$4.89M	Buy	64,973 +36,889	+131%	+$2.66M	0.03%	530
2019 Q1	$2M	Sell	28,084 -200	-0.7%	-$13.7K	0.01%	698
2018 Q4	$1.9M	Buy	+28,284	New	+$1.82M	0.02%	687
2018 Q3	–	Sell	-37,900	Closed	-$2.17M	–	1140
2018 Q2	$2.17M	Buy	37,900 +700	+2%	+$38.8K	0.02%	745
2018 Q1	$1.97M	Buy	+37,200	New	+$2.01M	0.01%	788

Other funds holding AWR

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Street Boston, Massachusetts $3.38T AUM 44.17% 1-Year Est. Return

PAMU

Pictet Asset Management (UK) London, United Kingdom $91.8B AUM 47.77% 1-Year Est. Return

First Trust Advisors Wheaton, Illinois $170B AUM 46.21% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $552B AUM 44.19% 1-Year Est. Return

Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.88T AUM 44.46% 1-Year Est. Return

Bank of New York Mellon New York $609B AUM 40.19% 1-Year Est. Return

Mackay Shields LLC's AWR Position: Q4 2020 in Review

Mackay Shields LLC sold out of American States Water (AWR) in Q4 2020, closing a stake of 18,673 shares — an estimated $1.4M sold.

Mackay Shields LLC first reported a position in AWR in Q1 2018 and held it in 10 quarters. The position peaked at $4.97M in Q3 2019. 300 funds tracked by Wall St. Rank hold AWR as of Q4 2020.

Mackay Shields LLC reported no remaining American States Water position as of Q4 2020 after selling out during the quarter.
Mackay Shields LLC sold 18,673 American States Water shares in Q4 2020, an estimated $1.4M.
Mackay Shields LLC first reported a position in American States Water in Q1 2018 and held it in 10 quarters.
Mackay Shields LLC's American States Water position peaked at $4.97M in Q3 2019.
300 funds tracked by Wall St. Rank held American States Water as of Q4 2020.

Based on Mackay Shields LLC's 13F filing for Q4 2020, filed 16 Feb 2021.