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LFM

Lumina Fund Management Portfolio holdings

AUM $164M
1-Year Est. Return 27.72%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+27.72%
3 Year Est. Return
+28.12%
5 Year Est. Return
+101.22%
10 Year Est. Return
+153.06%
AUM
$1.17B
AUM Growth
-$376M
Cap. Flow
-$470M
Cap. Flow %
-40.16%
Top 10 Hldgs %
92.56%
Holding
55
New
18
Increased
3
Reduced
5
Closed
13

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$255M
2
URBN icon
Urban Outfitters
URBN
+$5.13M
3
ABT icon
Abbott
ABT
+$4.62M
4
YHOO
Yahoo Inc
YHOO
+$353K

Top Sells

Rank Stock Value
1
DIS icon
Walt Disney
DIS
+$9.01M
2
GILD icon
Gilead Sciences
GILD
+$7.45M
3
DINO icon
HF Sinclair
DINO
+$5.46M
4
TRV icon
Travelers Companies
TRV
+$5.28M
5
QCOM icon
Qualcomm
QCOM
+$4.96M

Sector Composition

Rank Sector Weight
1 Technology 1.21%
2 Energy 0.71%
3 Consumer Discretionary 0.39%
4 Healthcare 0.37%
5 Communication Services 0.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
State Street SPDR S&P 500 ETF Trust
SPY
$781B
$585M 49.94%
3,480,068
+1,523,500
+78% +$255M
SPY icon
2
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$781B
$426M 36.33%
2,500,000
-1,027,800
-29% -$172M
VEU icon
3
Vanguard FTSE All-World ex-US ETF
VEU
$65.3B
$19.4M 1.66%
398,925
– –
AAPL icon
4
Apple
AAPL
$4.8T
$14.2M 1.21%
834,400
– –
YHOO
5
DELISTED
Yahoo Inc
YHOO
$8.28M 0.71%
249,500
+12,500
+5% +$353K
MSFT icon
6
CALL
Microsoft
MSFT
$2.99T
$6.56M 0.56%
+187,500
New +$6.17M
CMCSA icon
7
CALL
Comcast
CMCSA
$84.9B
$6.45M 0.55%
+300,000
New +$6.53M
IBB icon
8
iShares Biotechnology ETF
IBB
$9.23B
$6.4M 0.55%
91,620
– –
RL icon
9
CALL
Ralph Lauren
RL
$22.4B
$6.35M 0.54%
+38,500
New +$6.68M
ADBE icon
10
CALL
Adobe
ADBE
$93.3B
$6M 0.51%
+100,000
New +$4.77M
ELV icon
11
CALL
Elevance Health
ELV
$82.9B
$5.99M 0.51%
+68,500
New +$5.87M
URBN icon
12
CALL
Urban Outfitters
URBN
$6.41B
$5.5M 0.47%
+125,000
New +$5.13M
IP icon
13
CALL
International Paper
IP
$19.2B
$5.33M 0.45%
+118,857
New +$5.29M
ESRX
14
CALL
DELISTED
Express Scripts Holding Company
ESRX
$5.2M 0.44%
+80,000
New +$5.17M
AGN
15
CALL
DELISTED
Allergan Inc
AGN
$5.17M 0.44%
+57,500
New +$5.16M
BAX icon
16
CALL
Baxter International
BAX
$11.4B
$5.06M 0.43%
+138,075
New +$5.36M
QQQ icon
17
Invesco QQQ Trust
QQQ
$463B
$4.61M 0.39%
58,500
– –
URBN icon
18
Urban Outfitters
URBN
$6.41B
$4.6M 0.39%
+125,000
New +$5.13M
ABT icon
19
Abbott
ABT
$177B
$4.37M 0.37%
+131,700
New +$4.62M
XLF icon
20
State Street Financial Select Sector SPDR ETF
XLF
$55.3B
$3.42M 0.29%
195,364
– –
XLE icon
21
State Street Energy Select Sector SPDR ETF
XLE
$38.4B
$3.29M 0.28%
79,400
– –
XLU icon
22
State Street Utilities Select Sector SPDR ETF
XLU
$23.4B
$3.11M 0.27%
166,400
– –
BBH icon
23
VanEck Biotech ETF
BBH
$394M
$3.08M 0.26%
64,400
– –
MOO icon
24
VanEck Agribusiness ETF
MOO
$976M
$2.91M 0.25%
56,650
– –
NVO
25
CALL
Novo Nordisk
NVO
$219B
$2.86M 0.24%
168,000
-46,000
-21% -$774K
1
2 3

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Lumina Fund Management's Q3 2013 Portfolio in Review

As of Q3 2013, Lumina Fund Management held 55 positions worth $1.17B, down 24% from $1.55B the previous quarter. Its ten largest holdings account for 93% of the portfolio.

Lumina Fund Management withdrew a net $470M in Q3 2013, closing 13 positions and reducing 5 holdings. Its most notable exit was Gilead Sciences, an estimated $7.45M position sold in full.

By sector, the portfolio is most concentrated in Technology at 1.2% of assets, up from 1.1% a quarter earlier, followed by Energy and Consumer Discretionary.

Against the trend, Lumina Fund Management opened a new position in Urban Outfitters worth $4.6M.

  • Lumina Fund Management's largest Q3 2013 buy was Urban Outfitters: 125,000 shares worth $4.6M.
  • Lumina Fund Management added most to State Street SPDR S&P 500 ETF Trust in Q3 2013, an estimated $255M increase.
  • Lumina Fund Management's biggest Q3 2013 reduction was Walt Disney, cutting an estimated $9.01M.
  • Lumina Fund Management fully exited Gilead Sciences in Q3 2013, selling an estimated $7.45M.
  • Lumina Fund Management's ten largest holdings make up 93% of its $1.17B portfolio in Q3 2013.
  • Lumina Fund Management opened 18 new positions and closed 13 in Q3 2013.
  • Lumina Fund Management's portfolio value fell 24% quarter-over-quarter to $1.17B.

Based on Lumina Fund Management's 13F filing for Q3 2013, filed 13 Nov 2013.