Lumbard & Kellner’s VanEck Vietnam ETF VNM Stock Holding History

Lumbard & Kellner’s Portfolio VNM Stock Details VNM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-56,815	Closed	-$879K	–	88
2015 Q3	$879K	Sell	56,815 -75	-0.1%	-$1.29K	0.7%	40
2015 Q2	$1.06M	Sell	56,890 -550	-1%	-$9.73K	0.76%	39
2015 Q1	$970K	Sell	57,440 -20	-0%	-$372	0.7%	40
2014 Q4	$1.1M	Buy	57,460 +425	+0.7%	+$8.76K	0.78%	38
2014 Q3	$1.25M	Buy	57,035 +1,275	+2%	+$28.1K	0.88%	37
2014 Q2	$1.16M	Buy	55,760 +3,855	+7%	+$78.7K	0.83%	40
2014 Q1	$975K	Hold	51,905	–	–	0.84%	43
2013 Q4	$975K	Buy	+51,905	New	+$988K	0.84%	43

Other funds holding VNM

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

ING Group Amsterdam, Netherlands $16.4B AUM 34.6% 1-Year Est. Return

GPGA

Grandeur Peak Global Advisors Salt Lake City, Utah $427M AUM 39.14% 1-Year Est. Return

AAMU

Amundi Asset Management US Boston, Massachusetts $131B AUM 73.57% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Asset Management One Tokyo, Japan $33.9B AUM 25.88% 1-Year Est. Return

Forward Management San Francisco, California $907M AUM 0.46% 1-Year Est. Return

AAM

Alphadyne Asset Management New York $5.76B AUM 22.07% 1-Year Est. Return

RTIM

Round Table Investment Management Charlotte, North Carolina $48.5M AUM 11.6% 1-Year Est. Return

VSWA

Vontobel Swiss Wealth Advisors Zurich, Switzerland $195M AUM 43.77% 1-Year Est. Return

Lumbard & Kellner's VNM Position: Q4 2015 in Review

Lumbard & Kellner sold out of VanEck Vietnam ETF (VNM) in Q4 2015, closing a stake of 56,815 shares — an estimated $879K sold.

Lumbard & Kellner first reported a position in VNM in Q4 2013 and held it in 8 quarters. The position peaked at $1.25M in Q3 2014. 83 funds tracked by Wall St. Rank hold VNM as of Q4 2015.

Lumbard & Kellner reported no remaining VanEck Vietnam ETF position as of Q4 2015 after selling out during the quarter.
Lumbard & Kellner sold 56,815 VanEck Vietnam ETF shares in Q4 2015, an estimated $879K.
Lumbard & Kellner first reported a position in VanEck Vietnam ETF in Q4 2013 and held it in 8 quarters.
Lumbard & Kellner's VanEck Vietnam ETF position peaked at $1.25M in Q3 2014.
83 funds tracked by Wall St. Rank held VanEck Vietnam ETF as of Q4 2015.

Based on Lumbard & Kellner's 13F filing for Q4 2015, filed 12 Feb 2016.