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LCM

Lucas Capital Management Portfolio holdings

AUM $85.7M
1-Year Est. Return 22.84%
This Fund
S&P 500
This Quarter Est. Return
+1.34%
1 Year Est. Return
+22.84%
3 Year Est. Return
+44.46%
5 Year Est. Return
+87.07%
10 Year Est. Return
–
AUM
$78.5M
AUM Growth
-$5.97M
Cap. Flow
-$6.24M
Cap. Flow %
-7.95%
Top 10 Hldgs %
46.68%
Holding
53
New
1
Increased
19
Reduced
22
Closed
7

Top Buys

Rank Stock Value
1
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$516K
2
LBAI
Lakeland Bancorp Inc
LBAI
+$463K
3
WES icon
Western Midstream Partners
WES
+$348K
4
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$284K
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$225K

Top Sells

Rank Stock Value
1
WFC.PRR
WELLS FARGO & COMPANY Depositary Shares, each representing a 1/1,000th interest in a share of 6.625% Fixed-to-Floating Rate Non-Cumulative Perpetual Class A Preferred Stock, Series R
WFC.PRR
+$2.44M
2
C.PRK
Citigroup Inc. Depositary Shares, Each Representing a 1/1,000th Interest in a Share of 6.875% Fixed Rate/Floating Rate Noncumulative Preferred Stock, Series K
C.PRK
+$1.7M
3
VOX icon
Vanguard Communication Services ETF
VOX
+$896K
4
JNJ icon
Johnson & Johnson
JNJ
+$750K
5
C.PRJ
CITIGROUP INC. Depositary Shares, Each Representing a 1/1,000th Interest in a Share of 7.125% Fixed Rate / Floating Rate Noncumulative Preferred Stock, Series J
C.PRJ
+$417K

Sector Composition

Rank Sector Weight
1 Energy 16.73%
2 Technology 7.72%
3 Healthcare 7.19%
4 Consumer Staples 5.46%
5 Communication Services 4.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
C.PRK
51
DELISTED
Citigroup Inc. Depositary Shares, Each Representing a 1/1,000th Interest in a Share of 6.875% Fixed Rate/Floating Rate Noncumulative Preferred Stock, Series K
C.PRK
– –
-61,869
Closed -$1.7M
GS.PRJ
52
DELISTED
GOLDMAN SACHS GROUP, INC. 5.50% SER J
GS.PRJ
– –
-15,950
Closed -$414K
C.PRJ
53
DELISTED
CITIGROUP INC. Depositary Shares, Each Representing a 1/1,000th Interest in a Share of 7.125% Fixed Rate / Floating Rate Noncumulative Preferred Stock, Series J
C.PRJ
– –
-15,100
Closed -$417K
1 2
3

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Lucas Capital Management's Q3 2019 Portfolio in Review

As of Q3 2019, Lucas Capital Management held 53 positions worth $78.5M, down 7.1% from $84.4M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Lucas Capital Management withdrew a net $6.24M in Q3 2019, closing 7 positions and reducing 22 holdings. Its most notable exit was WELLS FARGO & COMPANY Depositary Shares, each representing a 1/1,000th interest in a share of 6.625% Fixed-to-Floating Rate Non-Cumulative Perpetual Class A Preferred Stock, Series R, an estimated $2.44M position sold in full.

By sector, the portfolio is most concentrated in Energy at 17% of assets, down from 17% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Lucas Capital Management opened a new position in Hovnanian Enterprises worth $307K.

  • Lucas Capital Management's largest Q3 2019 buy was Hovnanian Enterprises: 15,954 shares worth $307K.
  • Lucas Capital Management added most to State Street Health Care Select Sector SPDR ETF in Q3 2019, an estimated $516K increase.
  • Lucas Capital Management's biggest Q3 2019 reduction was Johnson & Johnson, cutting an estimated $750K.
  • Lucas Capital Management fully exited WELLS FARGO & COMPANY Depositary Shares, each representing a 1/1,000th interest in a share of 6.625% Fixed-to-Floating Rate Non-Cumulative Perpetual Class A Preferred Stock, Series R in Q3 2019, selling an estimated $2.44M.
  • Lucas Capital Management's ten largest holdings make up 47% of its $78.5M portfolio in Q3 2019.
  • Lucas Capital Management opened 1 new position and closed 7 in Q3 2019.
  • Lucas Capital Management's portfolio value fell 7.1% quarter-over-quarter to $78.5M.

Based on Lucas Capital Management's 13F filing for Q3 2019, filed 23 Oct 2019.