LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$2.33B |
| 2 |
iShares Core Universal USD Bond ETF
IUSB
|
+$687M |
| 3 |
IALT
iShares Systematic Alternatives Active ETF
IALT
|
+$610M |
| 4 |
iShares US Treasury Bond ETF
GOVT
|
+$495M |
| 5 |
CORO
iShares International Country Rotation Active ETF
CORO
|
+$455M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI USA Quality Factor ETF
QUAL
|
+$592M |
| 2 |
iShares MSCI EAFE Value ETF
EFV
|
+$569M |
| 3 |
iShares Core International Aggregate Bond Fund
IAGG
|
+$352M |
| 4 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$332M |
| 5 |
THRO
iShares U.S. Thematic Rotation Active ETF
THRO
|
+$218M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 74.82% |
| 2 | Technology | 8.89% |
| 3 | Financials | 3.03% |
| 4 | Industrials | 2.69% |
| 5 | Consumer Discretionary | 2.28% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2376
CALL
CrowdStrike
CRWD
$211B
| $7.78M | ﹤0.01% |
40,800
+34,000
| +500% | +$4.83M |
|
2377
State Street SPDR MSCI USA Gender Diversity ETF
SHE
$331M
| $7.78M | ﹤0.01% |
50,344
+1,365
| +3% | +$201K |
|
2378
Simplify High Yield ETF
CDX
$356M
| $7.77M | ﹤0.01% |
367,962
-218,689
| -37% | -$4.66M |
|
2379
Neuberger Small-Mid Cap ETF
NBSM
$111M
| $7.75M | ﹤0.01% |
269,987
-50,416
| -16% | -$1.35M |
|
2380
Qualys
QLYS
$5.17B
| $7.75M | ﹤0.01% |
56,343
+2,182
| +4% | +$215K |
|
2381
CALL
NVIDIA
NVDA
$5.3T
| $7.74M | ﹤0.01% |
38,700
+21,900
| +130% | +$4.5M |
|
|
HECA
2382
Hedgeye Capital Allocation ETF
HECA
$284M
| $7.74M | ﹤0.01% |
+283,635
| New | +$7.82M |
|
2383
iShares iBonds Dec 2030 Term Treasury ETF
IBTK
$1.04B
| $7.74M | ﹤0.01% |
396,135
+4,040
| +1% | +$79.1K |
|
2384
Dimensional US Core Equity 1 ETF
DCOR
$3.51B
| $7.74M | ﹤0.01% |
94,386
+24,642
| +35% | +$1.95M |
|
|
ESN
2385
Essential 40 Stock ETF
ESN
$345M
| $7.74M | ﹤0.01% |
389,024
+247,345
| +175% | +$4.71M |
|
2386
Inspire Fidelis Multi Factor ETF
FDLS
$251M
| $7.73M | ﹤0.01% |
182,936
+54,401
| +42% | +$2.2M |
|
2387
FT Vest US Equity Moderate Buffer ETF February
GFEB
$380M
| $7.72M | ﹤0.01% |
175,428
-1,492
| -0.8% | -$64.6K |
|
2388
Equinox Gold
EQX
$14.4B
| $7.72M | ﹤0.01% |
794,416
+97,416
| +14% | +$1.26M |
|
2389
FT Vest US Equity Buffer ETF October
FOCT
$1.19B
| $7.69M | ﹤0.01% |
147,109
-35,986
| -20% | -$1.84M |
|
2390
NVR
NVR
$16.3B
| $7.68M | ﹤0.01% |
1,127
-23
| -2% | -$146K |
|
2391
Daktronics
DAKT
$906M
| $7.65M | ﹤0.01% |
391,174
+8,708
| +2% | +$172K |
|
|
AWF
2392
AllianceBernstein Global High Income Fund
AWF
$862M
| $7.65M | ﹤0.01% |
742,640
-56,148
| -7% | -$576K |
|
2393
Inspire Growth ETF
GLRY
$165M
| $7.64M | ﹤0.01% |
174,884
+64,116
| +58% | +$2.64M |
|
2394
Franklin FTSE India ETF
FLIN
$2.6B
| $7.63M | ﹤0.01% |
214,611
+1,689
| +0.8% | +$59K |
|
2395
National Fuel Gas
NFG
$7.76B
| $7.62M | ﹤0.01% |
98,750
-32,924
| -25% | -$2.73M |
|
2396
Trinity Capital Inc
TRIN
$1.69B
| $7.62M | ﹤0.01% |
426,154
+5,403
| +1% | +$89.1K |
|
2397
PIMCO RAFI ESG US ETF
RAFE
$170M
| $7.62M | ﹤0.01% |
159,208
-11,808
| -7% | -$536K |
|
2398
Sprott Gold Miners ETF
SGDM
$723M
| $7.62M | ﹤0.01% |
121,139
+7,317
| +6% | +$534K |
|
2399
DoubleLine Commercial Real Estate Debt ETF
DCRE
$460M
| $7.62M | ﹤0.01% |
147,011
-37,276
| -20% | -$1.93M |
|
2400
FT Vest Growth-100 Buffer ETF March
QMAR
$594M
| $7.61M | ﹤0.01% |
204,385
-3,843
| -2% | -$140K |
|
Similar funds
LPL Financial's Q2 2026 Portfolio in Review
As of Q2 2026, LPL Financial held 6,394 positions worth $445B, up 18% from $377B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
LPL Financial deployed $24B of net new capital in Q2 2026, opening 411 new positions and adding to 3,508 existing holdings. Its largest new stake was iShares Systematic Alternatives Active ETF: 21,732,229 shares worth $610M.
By sector, the portfolio is most concentrated in Miscellaneous at 75% of assets, up from 75% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was iShares MSCI USA Quality Factor ETF, an estimated $592M trimmed.
- LPL Financial's largest Q2 2026 buy was iShares Systematic Alternatives Active ETF: 21,732,229 shares worth $610M.
- LPL Financial added most to iShares Core S&P 500 ETF in Q2 2026, an estimated $2.33B increase.
- LPL Financial's biggest Q2 2026 reduction was iShares MSCI USA Quality Factor ETF, cutting an estimated $592M.
- LPL Financial fully exited Coterra Energy in Q2 2026, selling an estimated $14.6M.
- LPL Financial's ten largest holdings make up 14% of its $445B portfolio in Q2 2026.
- LPL Financial opened 411 new positions and closed 194 in Q2 2026.
- LPL Financial's portfolio value rose 18% quarter-over-quarter to $445B.
Based on LPL Financial's 13F filing for Q2 2026, filed 7 Aug 2026.