LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$118M |
| 2 |
iShares S&P 500 Value ETF
IVE
|
+$88.6M |
| 3 |
SPDR Gold Trust
GLD
|
+$49.2M |
| 4 |
iShares MSCI Emerging Markets ETF
EEM
|
+$41.6M |
| 5 |
FS KKR Capital
FSK
|
+$33.7M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MBS ETF
MBB
|
+$129M |
| 2 |
iShares Core S&P Small-Cap ETF
IJR
|
+$98.6M |
| 3 |
iShares S&P 500 Growth ETF
IVW
|
+$81.1M |
| 4 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$34M |
| 5 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$25M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Energy | 3.14% |
| 2 | Technology | 3.06% |
| 3 | Financials | 2.97% |
| 4 | Healthcare | 2.73% |
| 5 | Industrials | 2.64% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1226
Xerox
XRX
$411M
| $1.11M | 0.01% |
33,961
+5,127
| +18% | +$163K |
|
1227
Dollar General
DG
$28B
| $1.11M | 0.01% |
19,385
+2,453
| +14% | +$140K |
|
1228
Quest Diagnostics
DGX
$25.7B
| $1.11M | 0.01% |
18,934
+405
| +2% | +$23.7K |
|
1229
RPM International
RPM
$14B
| $1.11M | 0.01% |
24,058
-2,046
| -8% | -$88.6K |
|
1230
ProShares UltraShort Bloomberg Crude Oil
SCO
$717M
| $1.11M | 0.01% |
1,128
-85
| -7% | -$91.2K |
|
1231
First Trust Small Cap Value AlphaDEX Fund
FYT
$193M
| $1.11M | 0.01% |
33,733
+11,653
| +53% | +$372K |
|
|
CPN
1232
DELISTED
Calpine Corporation
CPN
| $1.11M | 0.01% |
46,632
-1,702
| -4% | -$38.6K |
|
1233
NXP Semiconductors
NXPI
$55.6B
| $1.11M | 0.01% |
16,743
-1,639
| -9% | -$100K |
|
1234
Invesco Dorsey Wright Consumer Staples Momentum ETF
PSL
$84.8M
| $1.11M | 0.01% |
24,007
-1,850
| -7% | -$81.5K |
|
1235
WisdomTree Enhanced Commodity Strategy Fund
GCC
$268M
| $1.11M | 0.01% |
39,610
-31,526
| -44% | -$891K |
|
1236
ProShares Ultra Dow30
DDM
$524M
| $1.1M | 0.01% |
110,772
+564
| +0.5% | +$5.46K |
|
1237
Air Products & Chemicals
APD
$64.8B
| $1.1M | 0.01% |
9,256
+245
| +3% | +$27.3K |
|
1238
Centene
CNC
$31.1B
| $1.1M | 0.01% |
58,256
+25,564
| +78% | +$439K |
|
1239
PhenixFIN
PFX
| $1.1M | 0.01% |
4,214
+2,113
| +101% | +$542K |
|
1240
Warner Bros
WBD
$65.6B
| $1.1M | 0.01% |
28,979
+4,139
| +17% | +$163K |
|
|
HQL
1241
abrdn Life Sciences Investors
HQL
$582M
| $1.1M | 0.01% |
52,900
+1,723
| +3% | +$36.2K |
|
1242
WisdomTree True Developed International Fund
DOL
$829M
| $1.09M | 0.01% |
20,454
+551
| +3% | +$29.4K |
|
|
B
1243
Barrick Mining
B
$62.1B
| $1.09M | 0.01% |
59,690
-7,606
| -11% | -$132K |
|
1244
Calumet Specialty Products
CLMT
$3.83B
| $1.09M | 0.01% |
34,273
+1,094
| +3% | +$32.6K |
|
1245
Nuveen Virginia Quality Municipal Income Fund
NPV
$210M
| $1.09M | 0.01% |
81,739
+3,604
| +5% | +$47.2K |
|
|
DPD
1246
DELISTED
DOW 30 PREMIUM & DIVIDEND INCOME FUND INC
DPD
| $1.09M | 0.01% |
68,003
-11,716
| -15% | -$188K |
|
1247
Atmos Energy
ATO
$28.8B
| $1.09M | 0.01% |
20,354
-1,796
| -8% | -$90.8K |
|
|
TOO
1248
DELISTED
Teekay Offshore Partners L.P.
TOO
| $1.09M | 0.01% |
30,090
+1,449
| +5% | +$50.9K |
|
|
WPZ
1249
DELISTED
WILLIAMS PARTNERS L.P. COM UTS REPTG L.P. INT
WPZ
| $1.09M | 0.01% |
21,227
+2,909
| +16% | +$144K |
|
1250
First Trust Germany AlphaDEX Fund
FGM
$98M
| $1.08M | 0.01% |
25,830
+10,365
| +67% | +$438K |
|
Similar funds
LPL Financial's Q2 2014 Portfolio in Review
As of Q2 2014, LPL Financial held 2,843 positions worth $17.2B, up 5.5% from $16.3B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
LPL Financial's Q2 2014 filing shows 204 new, 1,214 increased, 1,177 reduced and 167 closed positions. Its largest new stake was FS KKR Capital: 815,533 shares worth $34.7M. The largest sale was iShares MBS ETF, an estimated $129M.
By sector, the portfolio is most concentrated in Energy at 3.1% of assets, up from 2.9% a quarter earlier, followed by Technology and Financials.
- LPL Financial's largest Q2 2014 buy was FS KKR Capital: 815,533 shares worth $34.7M.
- LPL Financial added most to State Street SPDR S&P 500 ETF Trust in Q2 2014, an estimated $118M increase.
- LPL Financial's biggest Q2 2014 reduction was iShares MBS ETF, cutting an estimated $129M.
- LPL Financial fully exited Invesco CurrencyShares Euro Currency Trust in Q2 2014, selling an estimated $6.53M.
- LPL Financial's ten largest holdings make up 20% of its $17.2B portfolio in Q2 2014.
- LPL Financial opened 204 new positions and closed 167 in Q2 2014.
- LPL Financial's portfolio value rose 5.5% quarter-over-quarter to $17.2B.
Based on LPL Financial's 13F filing for Q2 2014, filed 5 Aug 2014.