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LPL Financial

LPL Financial Portfolio holdings

AUM $377B
1-Year Est. Return 19.32%
 

LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.

This Fund
S&P 500
This Quarter Est. Return
+0.86%
1 Year Est. Return
+19.32%
3 Year Est. Return
+55.16%
5 Year Est. Return
+57.65%
10 Year Est. Return
+189.09%
AUM
$246B
AUM Growth
+$21.7B
Cap. Flow
+$22.2B
Cap. Flow %
9.03%
Top 10 Hldgs %
16.54%
Holding
5,518
New
337
Increased
3,329
Reduced
1,497
Closed
245

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$697M
2
VOO icon
Vanguard S&P 500 ETF
VOO
+$532M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$389M
4
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$292M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$280M

Top Sells

Rank Stock Value
1
BSCO
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
+$87.2M
2
OMFL icon
Invesco Russell 1000 Dynamic Multifactor ETF
OMFL
+$63.4M
3
MOAT icon
VanEck Morningstar Wide Moat ETF
MOAT
+$57M
4
INDA icon
iShares MSCI India ETF
INDA
+$57M
5
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
+$45.4M

Sector Composition

Rank Sector Weight
1 Technology 8.26%
2 Financials 3.6%
3 Consumer Discretionary 2.98%
4 Healthcare 2.45%
5 Industrials 2.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HWM icon
1101
Howmet Aerospace
HWM
$113B
$19.6M 0.01%
179,333
+11,868
+7% +$1.3M
PSK icon
1102
State Street SPDR ICE Preferred Securities ETF
PSK
$692M
$19.6M 0.01%
594,020
-9,028
-1% -$312K
CZA icon
1103
Invesco Zacks Mid-Cap ETF
CZA
$190M
$19.6M 0.01%
188,477
+7,190
+4% +$785K
BSJT icon
1104
Invesco BulletShares 2029 High Yield Corporate Bond ETF
BSJT
$561M
$19.6M 0.01%
914,358
+312,520
+52% +$6.76M
DFGR icon
1105
Dimensional Global Real Estate ETF
DFGR
$3.85B
$19.6M 0.01%
765,824
+105,943
+16% +$2.91M
DBAW icon
1106
Xtrackers MSCI All World ex US Hedged Equity ETF
DBAW
$287M
$19.5M 0.01%
574,027
+263,338
+85% +$9.12M
OTIS icon
1107
Otis Worldwide
OTIS
$27.4B
$19.5M 0.01%
210,063
+36,032
+21% +$3.61M
NEM icon
1108
Newmont
NEM
$98.7B
$19.4M 0.01%
522,551
-54,850
-9% -$2.5M
EWC icon
1109
iShares MSCI Canada ETF
EWC
$6.13B
$19.4M 0.01%
482,575
+70,943
+17% +$2.96M
DNP icon
1110
DNP Select Income Fund
DNP
$4.05B
$19.4M 0.01%
2,202,234
+42,768
+2% +$403K
LEN icon
1111
Lennar Class A
LEN
$19.8B
$19.4M 0.01%
147,124
-35,008
-19% -$5.69M
GPIQ icon
1112
Goldman Sachs ETF Trust Goldman Sachs Nasdaq-100 Premium Income ETF
GPIQ
$4.96B
$19.4M 0.01%
395,447
+98,756
+33% +$4.82M
EW icon
1113
Edwards Lifesciences
EW
$49.6B
$19.4M 0.01%
261,680
+21,219
+9% +$1.49M
CHD icon
1114
Church & Dwight Co
CHD
$23.4B
$19.3M 0.01%
184,133
+21,742
+13% +$2.29M
SSUS icon
1115
Day Hagan/Ned Davis Research Smart Sector ETF
SSUS
$564M
$19.2M 0.01%
457,297
+12,944
+3% +$552K
ISCG icon
1116
iShares Morningstar Small-Cap Growth ETF
ISCG
$970M
$19.2M 0.01%
388,941
+34,191
+10% +$1.74M
TRPA
1117
Hartford AAA CLO ETF
TRPA
$103M
$19.2M 0.01%
492,696
+7,416
+2% +$290K
EELV icon
1118
Invesco S&P Emerging Markets Low Volatility ETF
EELV
$436M
$19.1M 0.01%
817,924
-18,808
-2% -$466K
ACWX icon
1119
iShares MSCI ACWI ex US ETF
ACWX
$11.5B
$19.1M 0.01%
365,635
+97,789
+37% +$5.35M
NXTG icon
1120
First Trust Indxx NextG ETF
NXTG
$536M
$19M 0.01%
223,126
+448
+0.2% +$38.6K
FSTA icon
1121
Fidelity MSCI Consumer Staples Index ETF
FSTA
$1.42B
$19M 0.01%
384,690
+135,241
+54% +$6.85M
IQV icon
1122
IQVIA
IQV
$38.7B
$19M 0.01%
96,506
+1,311
+1% +$276K
LII icon
1123
Lennox International
LII
$14.4B
$18.9M 0.01%
31,095
+4,834
+18% +$3.02M
GAB icon
1124
Gabelli Equity Trust
GAB
$1.75B
$18.9M 0.01%
3,520,427
+776,591
+28% +$4.3M
RSPN icon
1125
Invesco S&P 500 Equal Weight Industrials ETF
RSPN
$1.08B
$18.9M 0.01%
376,864
+23,968
+7% +$1.26M
43 44
45
46 47

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LPL Financial's Q4 2024 Portfolio in Review

As of Q4 2024, LPL Financial held 5,518 positions worth $246B, up 9.7% from $224B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

LPL Financial deployed $22.2B of net new capital in Q4 2024, opening 337 new positions and adding to 3,329 existing holdings. Its largest new stake was CP High Yield Trend ETF: 2,792,973 shares worth $60.7M.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, up from 7.9% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco Russell 1000 Dynamic Multifactor ETF, an estimated $63.4M trimmed.

  • LPL Financial's largest Q4 2024 buy was CP High Yield Trend ETF: 2,792,973 shares worth $60.7M.
  • LPL Financial added most to iShares Core S&P 500 ETF in Q4 2024, an estimated $697M increase.
  • LPL Financial's biggest Q4 2024 reduction was Invesco Russell 1000 Dynamic Multifactor ETF, cutting an estimated $63.4M.
  • LPL Financial fully exited Invesco BulletShares 2024 Corporate Bond ETF in Q4 2024, selling an estimated $87.2M.
  • LPL Financial's ten largest holdings make up 17% of its $246B portfolio in Q4 2024.
  • LPL Financial opened 337 new positions and closed 245 in Q4 2024.
  • LPL Financial's portfolio value rose 9.7% quarter-over-quarter to $246B.

Based on LPL Financial's 13F filing for Q4 2024, filed 11 Feb 2025.