LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Russell 1000 Value ETF
VONV
|
+$1.42B |
| 2 |
Vanguard Russell 1000 Growth ETF
VONG
|
+$1.01B |
| 3 |
iShares Core S&P 500 ETF
IVV
|
+$754M |
| 4 |
iShares MSCI EAFE Growth ETF
EFG
|
+$676M |
| 5 |
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
|
+$572M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Total Stock Market ETF
VTI
|
+$1.26B |
| 2 |
iShares S&P 100 ETF
OEF
|
+$1.11B |
| 3 |
iShares Russell 2000 ETF
IWM
|
+$957M |
| 4 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$420M |
| 5 |
iShares Gold Trust
IAU
|
+$327M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.77% |
| 2 | Financials | 3.2% |
| 3 | Industrials | 2.58% |
| 4 | Consumer Discretionary | 2.42% |
| 5 | Communication Services | 2.34% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
901
Bloom Energy
BE
$52.6B
| $51.6M | 0.01% |
380,715
+123,642
| +48% | +$18.1M |
|
|
EVSD
902
Eaton Vance Short Duration Income ETF
EVSD
$1.34B
| $51.5M | 0.01% |
1,010,648
+264,643
| +35% | +$13.6M |
|
903
Invesco S&P SmallCap Value with Momentum ETF
XSVM
$666M
| $51.5M | 0.01% |
854,235
-6,766
| -0.8% | -$411K |
|
904
Ford
F
$57.3B
| $51.4M | 0.01% |
4,457,569
+249,257
| +6% | +$3.28M |
|
905
Kroger
KR
$34.8B
| $51.3M | 0.01% |
709,519
+436
| +0.1% | +$29.5K |
|
906
John Hancock Multifactor Developed International ETF
JHMD
$945M
| $51.3M | 0.01% |
1,209,935
+211,571
| +21% | +$9.18M |
|
907
WisdomTree US SmallCap Dividend Fund
DES
$2.19B
| $51.2M | 0.01% |
1,425,551
-80,661
| -5% | -$2.91M |
|
908
Innovator Nasdaq-100 Managed Floor ETF
QFLR
$520M
| $51.2M | 0.01% |
1,536,815
+258,677
| +20% | +$8.9M |
|
909
Amplify Cybersecurity ETF
HACK
$2.63B
| $51.2M | 0.01% |
681,412
-49,196
| -7% | -$3.79M |
|
910
iShares MSCI ACWI ETF
ACWI
$32.6B
| $50.9M | 0.01% |
368,160
+4,025
| +1% | +$579K |
|
911
Invesco BulletShares 2028 High Yield Corporate Bond ETF
BSJS
$708M
| $50.8M | 0.01% |
2,340,587
+187,280
| +9% | +$4.11M |
|
912
Devon Energy
DVN
$51.9B
| $50.6M | 0.01% |
1,005,062
+130,839
| +15% | +$5.61M |
|
|
XAGG
913
Eaton Vance Income Opportunities ETF
XAGG
$1.26B
| $50.5M | 0.01% |
1,016,363
+880,270
| +647% | +$44.6M |
|
914
Horizon Kinetics Inflation Beneficiaries ETF
INFL
$1.5B
| $50.4M | 0.01% |
968,455
-103,257
| -10% | -$5.21M |
|
915
T. Rowe Price Growth ETF
TGRT
$1.46B
| $50.2M | 0.01% |
1,276,159
+17,595
| +1% | +$740K |
|
|
VPLS
916
Vanguard Core Plus Bond ETF
VPLS
$1.65B
| $50M | 0.01% |
643,847
-14,652
| -2% | -$1.15M |
|
917
Fidelity MSCI Utilities Index ETF
FUTY
$2.41B
| $49.9M | 0.01% |
845,116
+92,278
| +12% | +$5.35M |
|
918
Lumentum
LITE
$59.4B
| $49.9M | 0.01% |
70,985
+12,132
| +21% | +$6.66M |
|
|
GRMN
919
Garmin
GRMN
$46.9B
| $49.8M | 0.01% |
214,536
+13,397
| +7% | +$3M |
|
920
First Trust Innovation Leaders ETF
ILDR
$292M
| $49.7M | 0.01% |
1,670,030
-28,095
| -2% | -$894K |
|
|
FRWD
921
Nomura Transformational Technologies ETF
FRWD
$258M
| $49.7M | 0.01% |
+2,188,006
| New | +$53M |
|
922
iShares Latin America 40 ETF
ILF
$3.77B
| $49.7M | 0.01% |
1,398,940
+241,760
| +21% | +$8.37M |
|
923
LyondellBasell Industries
LYB
$19.5B
| $49.6M | 0.01% |
615,889
-435,890
| -41% | -$25.9M |
|
924
ClearBridge Dividend Strategy ESG ETF
YLDE
$165M
| $49.5M | 0.01% |
916,508
+658,822
| +256% | +$36.6M |
|
|
RSPA
925
Invesco S&P 500 Equal Weight Income Advantage ETF
RSPA
$977M
| $49.5M | 0.01% |
989,261
+345,657
| +54% | +$17.9M |
|
Similar funds
LPL Financial's Q1 2026 Portfolio in Review
As of Q1 2026, LPL Financial held 6,207 positions worth $377B, up 2.8% from $366B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
LPL Financial deployed $17.6B of net new capital in Q1 2026, opening 341 new positions and adding to 3,302 existing holdings. Its largest new stake was BlackRock Large Cap Core ETF: 11,254,711 shares worth $462M.
By sector, the portfolio is most concentrated in Technology at 7.8% of assets, down from 8.6% a quarter earlier, followed by Financials and Industrials.
On the sell side, the largest reduction was Vanguard Total Stock Market ETF, an estimated $1.26B trimmed.
- LPL Financial's largest Q1 2026 buy was BlackRock Large Cap Core ETF: 11,254,711 shares worth $462M.
- LPL Financial added most to Vanguard Russell 1000 Value ETF in Q1 2026, an estimated $1.42B increase.
- LPL Financial's biggest Q1 2026 reduction was Vanguard Total Stock Market ETF, cutting an estimated $1.26B.
- LPL Financial fully exited Nuveen S&P 500 Buy-Write Income Fund in Q1 2026, selling an estimated $25.3M.
- LPL Financial's ten largest holdings make up 14% of its $377B portfolio in Q1 2026.
- LPL Financial opened 341 new positions and closed 243 in Q1 2026.
- LPL Financial's portfolio value rose 2.8% quarter-over-quarter to $377B.
Based on LPL Financial's 13F filing for Q1 2026, filed 6 May 2026.