LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P Small-Cap ETF
IJR
|
+$76.6M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$48M |
| 3 |
iShares MSCI Pacific ex Japan ETF
EPP
|
+$29M |
| 4 |
Invesco BuyBack Achievers ETF
PKW
|
+$26.6M |
| 5 |
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
|
+$24.3M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MBS ETF
MBB
|
+$99.8M |
| 2 |
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
|
+$57.6M |
| 3 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$38.2M |
| 4 |
iShares MSCI Japan ETF
EWJ
|
+$28.9M |
| 5 |
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
|
+$21.8M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 3.21% |
| 2 | Energy | 2.95% |
| 3 | Financials | 2.95% |
| 4 | Healthcare | 2.81% |
| 5 | Industrials | 2.79% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
801
Expeditors International
EXPD
$22.4B
| $2.1M | 0.01% |
47,577
+492
| +1% | +$21.5K |
|
802
Warner Bros
WBD
$64B
| $2.09M | 0.01% |
45,301
+2,707
| +6% | +$117K |
|
|
RMT
803
Royce Micro-Cap Trust
RMT
$732M
| $2.09M | 0.01% |
165,739
+10,573
| +7% | +$129K |
|
804
Eastman Chemical
EMN
$7.82B
| $2.08M | 0.01% |
25,797
-3,790
| -13% | -$294K |
|
805
Huntsman Corp
HUN
$2.02B
| $2.08M | 0.01% |
84,627
-2,804
| -3% | -$63.9K |
|
806
BCE
BCE
$20.3B
| $2.08M | 0.01% |
48,054
+7,778
| +19% | +$338K |
|
807
State Street SPDR S&P Transportation ETF
XTN
$401M
| $2.08M | 0.01% |
51,056
+4,046
| +9% | +$155K |
|
|
SLXP
808
DELISTED
SALIX PHARMACEUTICALS LTD DEL
SLXP
| $2.08M | 0.01% |
+23,073
| New | +$1.84M |
|
809
Illinois Tool Works
ITW
$85.4B
| $2.07M | 0.01% |
24,629
+4,838
| +24% | +$382K |
|
810
HF Sinclair
DINO
$16.3B
| $2.07M | 0.01% |
41,633
+12,501
| +43% | +$570K |
|
|
HIO
811
Western Asset High Income Opportunity Fund
HIO
$335M
| $2.06M | 0.01% |
348,286
+20,053
| +6% | +$120K |
|
|
SLCA
812
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
| $2.06M | 0.01% |
60,513
+25,572
| +73% | +$839K |
|
813
Rio Tinto
RIO
$149B
| $2.06M | 0.01% |
36,540
-12,950
| -26% | -$674K |
|
814
ProShares Ultra Bloomberg Crude Oil
UCO
$390M
| $2.06M | 0.01% |
1,023
+582
| +132% | +$1.16M |
|
815
Reaves Utility Income Fund
UTG
$3.57B
| $2.05M | 0.01% |
83,598
-623
| -0.7% | -$15.3K |
|
|
SRCL
816
DELISTED
Stericycle Inc
SRCL
| $2.03M | 0.01% |
17,456
+2,265
| +15% | +$264K |
|
817
Royal Bank of Canada
RY
$294B
| $2.03M | 0.01% |
30,150
-882
| -3% | -$58.5K |
|
|
EFT
818
Eaton Vance Floating-Rate Income Trust
EFT
$284M
| $2.02M | 0.01% |
132,555
-3,530
| -3% | -$54.5K |
|
|
PIV
819
DELISTED
PWSHS S&P 500 HIGH QTY PORTF S&P HIGH QTY RKGS INDEX
PIV
| $2.02M | 0.01% |
99,170
-7,526
| -7% | -$154K |
|
820
Cheniere Energy
LNG
$52.7B
| $2.02M | 0.01% |
46,775
+1,512
| +3% | +$60.2K |
|
821
First Trust Energy AlphaDEX Fund
FXN
$372M
| $2.01M | 0.01% |
79,741
-71
| -0.1% | -$1.74K |
|
|
MLPL
822
DELISTED
UBS AG 2XMTHLY LEV LG EXCH TRD ACCESS SEC E-TRACS ALERIAN
MLPL
| $2.01M | 0.01% |
35,705
+810
| +2% | +$43.2K |
|
|
MRO
823
DELISTED
Marathon Oil Corporation
MRO
| $2.01M | 0.01% |
56,818
+3,306
| +6% | +$118K |
|
|
HES
824
DELISTED
Hess
HES
| $2M | 0.01% |
24,159
-10,444
| -30% | -$848K |
|
825
First Trust Cloud Computing ETF
SKYY
$2.83B
| $2M | 0.01% |
75,258
+8,199
| +12% | +$206K |
|
Similar funds
LPL Financial's Q4 2013 Portfolio in Review
As of Q4 2013, LPL Financial held 2,780 positions worth $16B, up 6.6% from $15B the previous quarter. Its ten largest holdings account for 21% of the portfolio.
LPL Financial's Q4 2013 filing shows 245 new, 1,314 increased, 1,020 reduced and 136 closed positions. Its largest new stake was COLUMBIA PROPERTY TRUST, INC.: 364,765 shares worth $9.12M. The largest sale was iShares MBS ETF, an estimated $99.8M.
By sector, the portfolio is most concentrated in Technology at 3.2% of assets, up from 3% a quarter earlier, followed by Energy and Financials.
- LPL Financial's largest Q4 2013 buy was COLUMBIA PROPERTY TRUST, INC.: 364,765 shares worth $9.12M.
- LPL Financial added most to iShares Core S&P Small-Cap ETF in Q4 2013, an estimated $76.6M increase.
- LPL Financial's biggest Q4 2013 reduction was iShares MBS ETF, cutting an estimated $99.8M.
- LPL Financial fully exited GUGGENGEIM BULLETSHARES 2013 HIGH YIELD CORPORATE BOND ETF in Q4 2013, selling an estimated $3.64M.
- LPL Financial's ten largest holdings make up 21% of its $16B portfolio in Q4 2013.
- LPL Financial opened 245 new positions and closed 136 in Q4 2013.
- LPL Financial's portfolio value rose 6.6% quarter-over-quarter to $16B.
Based on LPL Financial's 13F filing for Q4 2013, filed 13 Feb 2014.