LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Russell 1000 Value ETF
VONV
|
+$1.42B |
| 2 |
Vanguard Russell 1000 Growth ETF
VONG
|
+$1.01B |
| 3 |
iShares Core S&P 500 ETF
IVV
|
+$754M |
| 4 |
iShares MSCI EAFE Growth ETF
EFG
|
+$676M |
| 5 |
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
|
+$572M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Total Stock Market ETF
VTI
|
+$1.26B |
| 2 |
iShares S&P 100 ETF
OEF
|
+$1.11B |
| 3 |
iShares Russell 2000 ETF
IWM
|
+$957M |
| 4 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$420M |
| 5 |
iShares Gold Trust
IAU
|
+$327M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.77% |
| 2 | Financials | 3.2% |
| 3 | Industrials | 2.58% |
| 4 | Consumer Discretionary | 2.42% |
| 5 | Communication Services | 2.34% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
RIME
5876
Algorhythm Holdings
RIME
$7.16M
| $16.8K | ﹤0.01% |
+15,373
| New | +$20.8K |
|
|
OPENW
5877
Opendoor Technologies Inc Series K Warrants
OPENW
$11.2M
| $16.6K | ﹤0.01% |
27,453
-24,222
| -47% | -$21.8K |
|
5878
Aprea Therapeutics
APRE
$7.83M
| $16.1K | ﹤0.01% |
21,052
-5,000
| -19% | -$3.93K |
|
|
AGIG
5879
Abundia Global Impact Group
AGIG
$43.5M
| $15.6K | ﹤0.01% |
10,810
-560
| -5% | -$1.46K |
|
5880
Arbe Robotics
ARBE
$83.1M
| $15.4K | ﹤0.01% |
25,300
+8,000
| +46% | +$8.31K |
|
5881
Maris-Tech
MTEK
$10.4M
| $15.3K | ﹤0.01% |
+11,326
| New | +$17.9K |
|
5882
Bridgeline Digital
BLIN
$14.9M
| $15.2K | ﹤0.01% |
+19,010
| New | +$16K |
|
|
OSTX
5883
OS Therapies Inc
OSTX
$67.7M
| $14.3K | ﹤0.01% |
10,113
| – | – |
|
5884
Treace Medical Concepts
TMCI
$259M
| $14.1K | ﹤0.01% |
10,530
-1,000
| -9% | -$1.99K |
|
5885
Flux Power
FLUX
$12.6M
| $14K | ﹤0.01% |
13,108
+108
| +0.8% | +$148 |
|
|
BBBY.WS
5886
Bed Bath & Beyond Warrants
BBBY.WS
| $13.1K | ﹤0.01% |
23,408
+2,083
| +10% | +$1.48K |
|
5887
Cytosorbents Corp
CTSO
$22.6M
| $13.1K | ﹤0.01% |
23,185
+119
| +0.5% | +$81 |
|
5888
Curis
CRIS
$9.53M
| $13.1K | ﹤0.01% |
1,199
+120
| +11% | +$2.23K |
|
5889
Upexi
UPXI
$58.8M
| $13.1K | ﹤0.01% |
13,267
-11,100
| -46% | -$14.9K |
|
5890
GoPro
GPRO
$116M
| $13K | ﹤0.01% |
16,913
-1,705
| -9% | -$1.72K |
|
|
REE
5891
DELISTED
REE Automotive
REE
| $12.8K | ﹤0.01% |
21,345
| – | – |
|
5892
Soluna Holdings
SLNH
$199M
| $12.6K | ﹤0.01% |
17,831
-596
| -3% | -$635 |
|
|
LPRO
5893
Open Lending Corp
LPRO
$373M
| $12.6K | ﹤0.01% |
10,070
| – | – |
|
|
ZTEK
5894
Zentek
ZTEK
$67.3M
| $12.6K | ﹤0.01% |
+23,800
| New | +$16.1K |
|
5895
Mind CTI
MNDO
$20.6M
| $12.5K | ﹤0.01% |
10,900
+900
| +9% | +$1.07K |
|
5896
GT Biopharma
GTBP
$11.7M
| $12.4K | ﹤0.01% |
30,382
+19,750
| +186% | +$10.8K |
|
5897
Kartoon Studios
TOON
$34.3M
| $12.3K | ﹤0.01% |
19,743
+4,163
| +27% | +$2.71K |
|
5898
Tiziana Life Sciences
TLSA
$114M
| $12.3K | ﹤0.01% |
10,500
-14,122
| -57% | -$20K |
|
|
AMIX
5899
Autonomix Medical
AMIX
$1.59M
| $12.3K | ﹤0.01% |
1,497
| – | – |
|
|
IMMP
5900
Immutep
IMMP
$56.7M
| $11.9K | ﹤0.01% |
33,982
| – | – |
|
Similar funds
LPL Financial's Q1 2026 Portfolio in Review
As of Q1 2026, LPL Financial held 6,207 positions worth $377B, up 2.8% from $366B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
LPL Financial deployed $17.6B of net new capital in Q1 2026, opening 341 new positions and adding to 3,302 existing holdings. Its largest new stake was BlackRock Large Cap Core ETF: 11,254,711 shares worth $462M.
By sector, the portfolio is most concentrated in Technology at 7.8% of assets, down from 8.6% a quarter earlier, followed by Financials and Industrials.
On the sell side, the largest reduction was Vanguard Total Stock Market ETF, an estimated $1.26B trimmed.
- LPL Financial's largest Q1 2026 buy was BlackRock Large Cap Core ETF: 11,254,711 shares worth $462M.
- LPL Financial added most to Vanguard Russell 1000 Value ETF in Q1 2026, an estimated $1.42B increase.
- LPL Financial's biggest Q1 2026 reduction was Vanguard Total Stock Market ETF, cutting an estimated $1.26B.
- LPL Financial fully exited Nuveen S&P 500 Buy-Write Income Fund in Q1 2026, selling an estimated $25.3M.
- LPL Financial's ten largest holdings make up 14% of its $377B portfolio in Q1 2026.
- LPL Financial opened 341 new positions and closed 243 in Q1 2026.
- LPL Financial's portfolio value rose 2.8% quarter-over-quarter to $377B.
Based on LPL Financial's 13F filing for Q1 2026, filed 6 May 2026.